This guide helps decide when an ICT provider may subcontract services that support a critical or important function, what conditions must be in the contract, and what evidence must be kept.
Built for financial-entity ICT risk, procurement, legal, outsourcing, resilience, register-of-information, and service-owner teams reviewing provider chains under DORA.
Structured answer sets in this page tree.
Cited legal and guidance references.
DORA has applied since 17 January 2025. Its subcontracting controls matter when an ICT third-party service provider uses, or may use, further ICT providers for services that support a financial entity's critical or important functions. The required is a documented chain view showing which subcontractors effectively underpin the service, what risks were assessed before approval, what the main contract allows, how material changes are handled, and how the service can be exited without disrupting regulated activity.
Start with the function, not the vendor. DORA defines a critical or important function by the impact its disruption, defective performance, or failure would have on financial performance, service continuity, authorisation conditions, or other financial-services obligations. If an ICT service supports that function, subcontracting of the service or a material part of it needs explicit treatment.
The chain review should cover direct ICT third-party providers and the subcontractors that effectively underpin ICT services supporting critical or important functions or material parts of them. Intra-group ICT subcontractors are not automatically outside the review: Delegated Regulation 2025/532 treats ICT intra-group subcontractors providing those services as ICT subcontractors.
DORA, Implementing Regulation 2024/2956, and Delegated Regulation 2025/532 are binding EU rules. The chain map, approval log, and suggested evidence file below are practical ways to prove the required assessment and control; the regulations do not prescribe a particular diagram or internal workflow.
Before entering into a contract with an ICT third-party provider, the financial entity must decide whether that provider may subcontract ICT services supporting critical or important functions or material parts of them. The assessment should be completed before approval, not reconstructed after the subcontractor is already in the chain.
The assessment should test both the provider's control of its subcontractors and the financial entity's own ability to monitor the resulting risk. Delegated Regulation 2025/532 lists conditions covering subcontractor identification, provider due diligence, contractual flow-down, access and inspection rights, provider and financial-entity monitoring resources, operational resilience impact, location risk, concentration risk, and obstacles to audit or supervisory access.
For ICT services supporting critical or important functions, the main contract should say whether subcontracting is permitted and, if permitted, under what conditions. A simple consent sentence is too thin; the contract needs operational conditions that let the financial entity monitor the chain and object when material changes exceed risk tolerance.
The clauses should also flow through core DORA controls to the subcontracting chain: service levels, continuity, security requirements, contingency plans, incident assistance, access and audit, cooperation with competent and resolution authorities, notification of material changes, and termination rights.
The register of information should make the subcontracting chain visible enough for internal ICT risk management and supervision. DORA requires a register for contractual arrangements on ICT services, distinguishing arrangements that support critical or important functions from those that do not. The ITS then adds structured templates for provider identity, ICT service supply chains, functions, and assessment fields.
For subcontracting, the important register question is not whether every remote supplier appears somewhere in procurement data. The register must include information on subcontractors that effectively underpin ICT services supporting critical or important functions or material parts of them, including those whose disruption would impair security or continuity of the service provision.
Once subcontracting is permitted, the control becomes continuous. Delegated Regulation 2025/532 requires periodic reassessment against changes in supported business functions, ICT threats, concentration risks, geopolitical risks, and the wider business environment. The provider must give notice of an intended material change early enough for assessment, and the contract must set a reasonable period for approval or objection. The provider may implement the change only after approval or after that period ends without an objection.
Exit and termination evidence should be practical. The financial entity should be able to show when it can object to a material subcontracting change, when the provider may not implement a change, when the contract may be terminated, and how the service and data can move to another provider or back in-house without disrupting business activities, regulatory compliance, or client service continuity.
Yes, but only where the financial entity permits it in the ICT contract and has assessed the required conditions. The contract should identify which ICT services or material parts may be subcontracted and the conditions that apply.
The register should include subcontractors that effectively underpin ICT services supporting critical or important functions or material parts of them, including subcontractors whose disruption would impair security or continuity of the service provision.
The entity should object before the notice period ends when its assessment shows that the intended material change exceeds its risk tolerance, and it should request modifications before implementation.
Sorena can convert the checks on this page into provider questionnaires, contract review points, register fields, reassessment triggers, and evidence requests for DORA ICT third-party risk work.
Ask questions tied to cited sources about ICT subcontracting, critical or important functions, register fields, contract clauses, and exit evidence.
Review your DORA subcontracting chain controls, source gaps, and implementation evidence with Sorena.
"right to terminate"
"Existence of an exit plan"
"put in place exit strategies"