Artifact GuideEU

EU AI Act monitoring and serious incidents

Monitor high-risk AI after release and act quickly when a occurs.

Providers run monitoring and reporting. Deployers supply feedback, escalate risks and suspend unsafe use where required.

Author
Sorena AI
Published
May 9, 2026
Updated
Oct 21, 2026
Overview

Providers of high-risk AI systems need a documented post-market monitoring plan under Article 72 and a reporting process under Article 73. Record awareness immediately: outer reporting limits are normally 15 days, two days for specified widespread infringements or critical-infrastructure incidents, and 10 days for deaths. Earlier reporting triggers still apply. Check the recipient and exceptions below.

Section 1

1. Set up monitoring for each high-risk system

Under Article 72, the provider must actively collect, document and analyse relevant performance data throughout the system's lifetime. Use deployer feedback and other sources to check continuing compliance with the high-risk requirements in Chapter III Section 2.

Keep the plan in the Annex IV technical documentation. Version it with the intended purpose, system description, risk file, tests, changes, instructions and EU declaration of conformity. Include feedback, support tickets, logs, performance drift, bias signals, security events, near misses and complaints.

Regulation (EU) 2026/1744 replaced the power to impose one harmonised plan template with Commission guidance and a voluntary template due by 2 September 2027. Prepare a system-specific plan while that work continues.

  • Scope the plan to each high-risk AI system, its intended purpose, deployment context, known limitations, expected performance metrics, and foreseeable misuse.
  • Define data sources: deployer reports, logs under provider control, incident tickets, complaints, model or data drift checks, security events, human-oversight escalations, and third-party component notices.
  • Set triage criteria that separate routine performance degradation, non-conformity, Article 79 risk, substantial modification, and potential Article 73 .
  • Link every monitoring finding to a decision: no action, provider investigation, deployer instruction update, corrective action, notified-body contact, authority notification, withdrawal, disabling, or recall.
  • Keep law-enforcement deployer limitations in view: Article 72 excludes sensitive operational data of law-enforcement deployers from the monitoring obligation.
Section 2

2. Report serious incidents on time

The provider normally reports to the market surveillance authority, the body supervising product compliance, in each Member State where the incident occurred. Report immediately after establishing a causal link or a reasonable likelihood of one. The normal outer limit is 15 days after the provider or, where applicable, deployer becomes aware.

A or serious and irreversible disruption of critical infrastructure requires immediate reporting, no later than two days after awareness. A death requires reporting immediately after the provider or deployer establishes or suspects a causal relationship, no later than 10 days after awareness. Send an incomplete initial report followed by a complete report if necessary to meet the deadline.

Check whether amended Article 75 assigns the system to the AI Office's exclusive supervision. If so, the provider reports to the AI Office instead; Article 73(2)-(9) applies with the necessary changes. The AI Office promptly sends the information to the market surveillance authority where the provider or legal representative is situated.

Article 75(1) covers systems based on GPAI models when the model and system providers are the same provider or part of the same undertaking. It excludes Annex I products, Annex III point 2 infrastructure, specified Article 74(6) sector-supervised systems and Annex III point 8 justice systems. It also covers systems constituting or integrated into designated very large online platforms or search engines. Record the applicable route and exclusions.

Check sector overlap under Article 73(9)-(10). For Annex III providers subject to equivalent Union-law reporting duties, AI Act notification is limited to incidents infringing Union-law fundamental-rights obligations. The same limit applies to devices or safety components under the Medical Devices and In Vitro Diagnostic Medical Devices Regulations, (EU) 2017/745 and 2017/746. Those reports go to the national competent authority chosen by the Member State where the incident occurred. Continue applicable sectoral reports.

  • Use the Article 3(49) definition to triage: death or serious health harm, serious and irreversible disruption of critical infrastructure, infringement of Union-law fundamental-rights obligations, or serious property or environmental harm.
  • Record awareness time, source of awareness, causal-link analysis, affected Member State, severity category, and the reporting deadline selected.
  • Prepare an initial report path for cases where facts are incomplete but the Article 73 clock requires timely notice.
  • After reporting, run the required investigation without delay, including incident risk assessment and corrective action.
  • Do not alter the AI system in a way that may affect later cause evaluation before informing competent authorities of that action.
Section 3

3. Correct the problem and inform the right parties

Article 20 requires providers who consider, or have reason to consider, their high-risk system non-compliant to act immediately. Correct it, withdraw it, disable it or recall it as appropriate. Inform distributors and, where applicable, deployers, the authorised representative and importers.

If the system presents an Article 79 risk to health, safety or fundamental rights, investigate the causes with the reporting deployer where relevant. Inform competent market surveillance authorities and any notified body that issued a certificate. A notified body is an authorised conformity-assessment organisation.

For an Annex VII assessment, also check whether approved quality-management procedures, technical documentation, certificate restrictions or further tests need attention. Keep those decisions with the incident record.

  • Keep one escalation record that joins monitoring signal, incident triage, non-conformity analysis, Article 79 risk analysis, corrective action, and external notifications.
  • Name who can approve disabling, withdrawal, recall, deployer notice, importer or distributor notice, authority report, and notified-body communication.
  • Preserve system state, logs, model version, data version, instructions for use, deployment configuration, and human-oversight records before making remediating changes.
  • When a notified body issued a certificate, track whether the event affects certificate scope, technical documentation, quality-management approval, or intended purpose.
  • Close the loop by updating the Article 72 monitoring plan and risk management file with lessons from serious incidents, near misses, and corrective actions.
  • Connect each monitoring, incident and corrective-action procedure to its responsible quality-management owner, approved revision and records for the affected system version. Use the harmonised standards and quality-management guide to check the procedure-to-evidence mapping; the EN 18286:2026 citation does not independently establish compliance with Articles 72 and 73.
Section 4

4. Give deployers a direct escalation route

Deployers are organisations using an AI system under their authority. Article 26 requires them to monitor operation against the instructions for use and, where relevant, inform the provider under Article 72.

If instructed use may create an Article 79 risk, the deployer must notify the provider or distributor and relevant market surveillance authority without undue delay, and suspend use. For a , it must immediately inform the provider first, then the importer or distributor and relevant authorities.

If the deployer cannot reach the provider, Article 73 applies with the necessary changes to the deployer's situation. Put a direct incident contact in the contract, support process and instructions so escalation can happen promptly.

  • Put monitoring and incident escalation instructions in deployer-facing documentation, including what evidence to preserve and which contact channel to use.
  • Require deployers to record the system version, use case, input category, output, human-oversight decision, affected persons or groups, logs under their control, and immediate mitigation taken.
  • Create a separate path for suspected Article 79 risk that requires suspension of use even before a full Article 73 serious-incident report is complete.
  • For public-authority deployers and workplace deployments, align incident escalation with their registration, worker-information, DPIA, and authority-cooperation obligations where applicable.
  • State how sensitive law-enforcement operational data will be protected while still enabling required safety and market-surveillance escalation.
Section 5

5. Check model-level reporting separately

Article 55(1)(c) applies to providers of GPAI models with systemic risk. They must track, document and report relevant serious-incident information and possible corrective measures without undue delay to the AI Office and, as appropriate, national competent authorities. The Commission's model-incident template supports this route.

One event may require both model and system checks. A company can provide a GPAI model and a high-risk system, or a high-risk system can use another provider's model. Share the factual chronology, then record each actor's reporting duty, recipient and deadline separately.

The high-risk deferral in Regulation (EU) 2026/1744 covers Chapter III Sections 1-3. It does not state that Articles 72 and 73 move to those dates. Check the application and transition rule for the specific system and duty before scheduling monitoring and reporting work.

How do we start post-market monitoring?

Create a plan for each high-risk system and keep it in the technical documentation. Name the data sources, deployer-feedback channels, performance and risk signals, decision criteria, owners and records. Connect findings to risk management and corrective action.

When must we report a ?

Report immediately after establishing a causal link or a reasonable likelihood of one. The normal outer limit is 15 days after awareness. Widespread infringements and specified critical-infrastructure incidents have a two-day limit. Deaths require reporting immediately on an established or suspected causal relationship, within 10 days of awareness.

What must a deployer do after a ?

Immediately inform the provider first, then the importer or distributor and relevant market surveillance authorities. If the provider cannot be reached, Article 73 applies to the deployer with the necessary changes.

  • Route high-risk AI system serious incidents to the Member State market surveillance authorities where the incident occurred under Article 73, unless amended Article 75 assigns the system to the AI Office's exclusive competence and makes the AI Office the reporting recipient.
  • Route GPAI systemic-risk information to the AI Office and, where appropriate, national competent authorities under Article 55.
  • For GPAI incidents, the Commission template asks for start and end dates, harm, chain of events, model involved, evidence, response, recommendations, root cause analysis, monitoring patterns, and submitter information.
  • Avoid reusing a GPAI template as the only Article 73 procedure; high-risk AI Article 73 has its own timing, authority recipients, deployer escalation, and post-report investigation requirements.
  • When one event implicates both a model and a deployed high-risk system, preserve a shared factual chronology and separate legal reporting decisions for each route.
Primary sources

References and citations

eur-lex.europa.eu6 citations
Referenced sections
  • Primary legal text for Articles 20, 26, 72, 73, Article 3(49), Annex IV, and Annex VII high-risk AI monitoring and incident duties.
  • Article 72 requires a documented post-market monitoring system and plan for high-risk AI systems; Annex IV requires the technical documentation to describe that plan and the post-market performance evaluation system.
  • Article 3(49) defines serious incidents; Article 73 sets the recipients, timing, incomplete-report option, investigation duty, and authority cooperation duty.
Show 3 more
  • Article 20 requires immediate corrective action and information duties for non-conforming high-risk AI systems; Annex VII covers notified-body assessment, surveillance, and changes that can affect compliance.
  • Article 26(5) requires deployers to monitor high-risk AI operation, inform providers, suspend risky use, and escalate serious incidents; Article 26(6) requires them to retain generated logs under their control for at least six months unless another law provides otherwise.
  • Article 55(1)(c) creates the separate serious-incident and corrective-measure duty for GPAI models with systemic risk.
"POST-MARKET MONITORING, INFORMATION SHARING AND MARKET SURVEILLANCE"
More quoted passages
"actively and systematically collect, document and analyse relevant data"
"report any serious incident to the market surveillance authorities"
"immediately take the necessary corrective actions"
"Deployers shall monitor the operation of the high-risk AI system"
"general-purpose AI models with systemic risk"
ec.europa.eu2 citations
Referenced sections
  • Official GPAI serious incident report form used only to describe the separate Article 55 GPAI reporting route.
  • Commission GPAI report form listing fields such as harm, chain of events, evidence, response, root cause analysis, monitoring patterns, and submitter information.
"Report for Serious Incidents under the AI Act"
More quoted passages
"Patterns in post-market monitoring on serious incidents"
digital-strategy.ec.europa.eu2 citations
Referenced sections
  • Commission source distinguishing GPAI systemic-risk serious incident reporting from high-risk AI system serious incident guidance.
  • Commission page explaining that the GPAI serious-incident template concerns general-purpose AI models with systemic risk under Article 55.
"Under Article 55 of the EU AI Act"
More quoted passages
"general-purpose AI models with systemic risk"
eur-lex.europa.eu2 citations
Referenced sections
  • Binding amendment used to distinguish the limited Chapter III Sections 1-3 postponement from Articles 72 and 73 and to explain the voluntary post-market monitoring template approach.
  • Supports the limited postponement of Chapter III Sections 1-3 and the Article 72 change to Commission guidance with a voluntary template by 2 September 2027.
eur-lex.europa.eu
Referenced sections
  • Supports the AI Office reporting recipient for serious incidents involving high-risk systems under its exclusive competence and the onward transmission rule.
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