FAQEU AI Act

AI Act serious incidents Article 73 FAQ

Use this FAQ to separate high-risk AI system serious-incident reporting from GPAI systemic-risk incident reporting under the EU AI Act.

Covers the Article 3 serious-incident definition, Article 73 provider timing, deployer escalation, importer and distributor notices, corrective action, and Article 55 GPAI reporting.

Author
Sorena AI
Published
May 9, 2026
Updated
May 9, 2026
Questions
3

Structured answer sets in this page tree.

Primary sources
3

Cited legal and guidance references.

Publication metadata
Sorena AI
Published May 9, 2026
Updated May 9, 2026
Overview

Article 73 of Regulation (EU) 2024/1689 is the serious-incident reporting rule for providers of high-risk AI systems placed on the Union market. The first triage question is whether the event is a serious incident under Article 3, point (49); the second is whether the organization is the provider, deployer, importer, distributor, authorised representative, or a GPAI model provider with systemic risk.

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3 of 3 questions
Question 1

When does an EU AI Act serious-incident report become required for a high-risk AI system?

For a high-risk AI system, Article 73 requires the provider to report any serious incident to the market surveillance authorities of the Member States where the incident occurred. Article 3, point (49), defines a serious incident as an incident or malfunctioning of an AI system that directly or indirectly leads to death or serious harm to health, serious and irreversible disruption of critical infrastructure management or operation, infringement of Union-law obligations protecting fundamental rights, or serious harm to property or the environment.

The provider does not wait for perfect certainty about root cause. The Article 73 clock is tied to awareness of the serious incident and to establishing a causal link between the AI system and the incident, or a reasonable likelihood of that link.

  • Confirm that the system is a high-risk AI system and that the event fits one of the Article 3 serious-incident outcomes.
  • Identify the Member State or Member States where the incident occurred because Article 73 points the report to those market surveillance authorities.
  • Record when the provider, or where applicable the deployer, became aware of the serious incident.
  • Record when the causal link or reasonable likelihood of a causal link was established, because that determines when the report must be made immediately.
Citations
Question 2

What timing and follow-up steps should the provider track under Article 73?

Article 73 sets a default outer deadline of 15 days after the provider, or where applicable the deployer, becomes aware of the serious incident. Shorter outer deadlines apply for two categories: a widespread infringement or a serious and irreversible disruption of critical infrastructure management or operation must be reported not later than two days after awareness, and a death-related incident must be reported not later than 10 days after awareness.

If a complete report would delay timely reporting, Article 73 allows an incomplete initial report followed by a complete report. After reporting, the provider must without delay investigate the serious incident and the AI system concerned, including a risk assessment and corrective action, and must cooperate with competent authorities and, where relevant, the notified body.

  • Keep separate timestamps for awareness, causal-link or reasonable-likelihood assessment, initial report, complete report, authority acknowledgements, and corrective actions.
  • Escalate critical-infrastructure disruption, widespread-infringement, and death-related cases into the shorter Article 73 timing track instead of using the default timing.
  • Do not alter the AI system in a way that may affect later evaluation of incident causes before informing competent authorities of that action.
  • Link the Article 73 report to the provider quality-management procedure for serious incidents and to the post-market monitoring evidence for the affected high-risk AI system.
Citations
Question 3

How should deployers, importers, distributors, and GPAI model providers be separated?

A deployer is not the normal Article 73 reporter, but it has an explicit escalation duty when it identifies a serious incident: inform the provider first, then the importer or distributor and the relevant market surveillance authorities. Importers and distributors have their own high-risk AI system duties to withhold, notify, or help correct non-conforming or risky systems, so incident intake should route them into the communication record even when the provider owns the Article 73 report.

Do not merge this workflow with the EU AI Act rule for providers of general-purpose AI models with systemic risk. Article 55 requires those providers to keep track of, document, and report without undue delay to the AI Office and, as appropriate, national competent authorities relevant information about serious incidents and possible corrective measures. The Commission's GPAI serious-incident template is for that Article 55 model-provider context, not a replacement for Article 73 high-risk AI system reporting.

  • Check whether an importer, distributor, deployer, or other third party has become the provider by putting its name or trademark on the high-risk AI system, making a substantial modification, or changing intended purpose so the system becomes high-risk.
  • Use Article 23 importer records for provider, authorised-representative, and market surveillance authority notice when the importer has sufficient reason to consider the high-risk AI system is non-conforming, falsified, or risky.
  • Use Article 24 distributor records for provider or importer notice, authority notice, and corrective-action handling when the distributor has sufficient reason to consider a high-risk AI system it made available is non-conforming or risky.
  • Use a separate Article 55 record when the incident concerns a general-purpose AI model with systemic risk, including the model involved, resulting harm, chain of events, evidence of model involvement, response, root-cause analysis, and any corrective measures.
Citations
Recommended next step

Turn Article 73 intake into reportable facts, roles, and corrective actions

Sorena can help structure high-risk AI system incident intake around Article 73 timing, deployer escalation, importer and distributor notices, corrective-action evidence, and GPAI systemic-risk separation.

Primary sources

References and citations

digital-strategy.ec.europa.eu
Referenced sections
  • Supports the distinction between Article 55 GPAI systemic-risk incident reporting and Article 73 high-risk AI system serious-incident reporting.
"serious incidents involving general-purpose AI models with systemic risk"
eur-lex.europa.eu
Referenced sections
  • Supports Article 23 importer duties, Article 24 distributor duties, Article 25 value-chain role changes, Article 26 deployer escalation, and Article 55 GPAI systemic-risk reporting.
"keep track of, document, and report, without undue delay"
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