Under clauses 4-7, define the systems, intended purposes and applicable law. Assign decision authority and competent staff, set measurable quality objectives and control documents. Assess risks to the management process, such as losing records, separately from risks caused by the AI system.
During design, translate obligations into approved, verifiable system requirements. Under clause 8, connect specifications to verification and intended-purpose validation. Record test conditions, dataset and software versions, acceptance criteria and conclusions. Complete validation before market release or putting into service; link the results to current technical documentation and instructions.
For operation, apply clause 9 supplier controls, system identification, monitoring, incident escalation and corrective action. Record why a modification is or is not substantial, its risk consequences and any new assessment required. For continuous-learning systems, document predetermined changes, their validation, change logs and instructions.
Plan retirement measures and tell deployers what they must do.
Use clause 10 management reviews to examine effectiveness, monitoring results and changes in law or standards. Record decisions, resources, owners and completed changes. Review the QMS when a serious-incident investigation finds its measures inadequate.