RoHS restricts listed hazardous substances in electrical and electronic equipment at homogeneous-material level and ties compliance to technical documentation, EU declarations of conformity, and CE marking for finished .
This FAQ helps answer the recurring RoHS questions that affect product scope, supplier evidence, cables, spare parts, exemptions, testing, and release decisions.
This EU RoHS Directive FAQ focuses on the questions product, quality, procurement, legal, and regulatory teams usually need to settle before placing electrical and electronic equipment on the EU market: whether the product is , which must meet each Annex II limit, what evidence belongs in the technical file, and when exemptions or transition rules need separate review.
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What products are in scope of the EU RoHS Directive?
RoHS applies to electrical and electronic equipment that falls within the categories in Annex I unless a specific Article 2 exclusion applies. The Directive defines as equipment dependent on electric currents or electromagnetic fields to work properly, including equipment for generating, transferring, or measuring those currents or fields, within the stated voltage ratings.
A scope answer should not stop at a product label. Record the intended function, electrical dependency, Annex I category, whether the product is finished or a component, and whether any exclusion such as large-scale stationary industrial tools or large-scale fixed installations is being relied on.
Commission guidance gives a gas cooker with an electrical clock, a singing teddy bear, lighted sports shoes, and petrol equipment with electric ignition as indicative examples because an intended function depends on electricity. It treats independently usable, separable wardrobe lighting as EEE while the furniture can remain outside scope. The FAQ is non-binding guidance; the Directive and the actual marketed configuration control the result.
Classify the item against Annex I categories, including category 11 for other not covered by categories 1 to 10.
Check the Article 2 exclusions before treating professional, industrial, installation, military, transport, or medical-related products as out of scope.
For mixed products, assess whether the electrical function is integrated into the product or separable as its own .
Keep the scope memo with drawings, product description, intended-use evidence, role assessment, and any exclusion rationale.
Commission guidance for interpreting RoHS scope questions, mixed-use EEE, cables, components, and CE marking.
not legally binding
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Question 2
Which substances and concentration limits does RoHS restrict?
Annex II sets maximum concentration values by weight in homogeneous materials. Lead, mercury, hexavalent chromium, polybrominated biphenyls (PBB), polybrominated diphenyl ethers (PBDE), bis(2-ethylhexyl) phthalate (DEHP), butyl benzyl phthalate (BBP), dibutyl phthalate (DBP), and diisobutyl phthalate (DIBP) are listed at 0.1%; cadmium is listed at 0.01%. These limits apply at homogeneous-material level, not as an average across the finished product.
The consolidated Directive defines a as a material of uniform composition or a material combination that cannot be separated into different materials by mechanical actions such as unscrewing, cutting, crushing, grinding, or abrasive processes.
Build the evidence matrix around homogeneous materials such as plastics, solders, coatings, wires, alloys, and other separable materials.
Do not dilute a risky material by testing a mixed sample that combines separable homogeneous materials.
Treat a plastic connector body, metal pin, pin plating, cable conductor, cable insulation, and solder joint as separate candidates where mechanical separation and composition support that result.
Treat the four phthalates added by Delegated Directive (EU) 2015/863 as Annex II restrictions, with the specific medical, monitoring, cable, spare-part, and toy rules stated in Annex II.
Use exemptions only for the specific substance, material or component, application, product category, and date range covered by Annex III or Annex IV.
Commission guidance explaining homogeneous materials, maximum concentration values, and compliance sampling concerns.
applied to each
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Question 3
Do cables, spare parts, and components need their own RoHS evidence?
Cables, spare parts, and components are frequent sources of RoHS mistakes because the substance restrictions and CE-marking duties are not always identical. Article 4 covers placed on the market, including cables and spare parts for repair, reuse, updating, or capacity upgrading, but the FAQ guidance distinguishes finished EEE from internal wiring, external cables, and components supplied for integration.
Internal wires and components used in finished need substance evidence because the finished EEE can comply only if its parts meet the relevant material restrictions. They generally do not need their own RoHS CE marking or EU declaration of conformity unless they are themselves finished EEE placed on the market.
External cables sold separately as need their own RoHS conformity evidence, EU declaration of conformity, and CE marking from the relevant application date.
External cables sold with, marketed for, or shipped for use with a finished can be covered by the finished EEE declaration when the EEE is CE marked.
Spare parts that are not finished must meet substance restrictions for the covered EEE unless a specific Article 4, Annex II, Annex III, or Annex IV provision applies; the Commission FAQ says they do not need a separate RoHS CE mark or declaration.
Supplier declarations should identify the exact part, material, date, exemption if any, and the product or assembly they support.
For dated spare-part relief, retain the original type and placing-on-market date. For reused-part relief, also prove the Article 4(5) source and destination dates, auditable closed-loop business-to-business return system, and notice to the consumer.
Commission guidance on cables, internal wiring, external cables, components, spare parts, CE marking, and declarations.
do not need CE marking
Recommended next step
Build the RoHS release checklist
Record scope, substance limits, supplier evidence, exemptions, technical documentation, and CE marking in one repeatable RoHS review for product, quality, procurement, legal, and regulatory teams.
What technical documentation, declaration, and CE marking does RoHS require?
Manufacturers must draw up the required technical documentation, carry out or have carried out the applicable internal production control procedure, draw up an EU declaration of conformity when compliance has been demonstrated, affix the CE marking, and keep the technical documentation and declaration for 10 years after the has been placed on the market.
EN IEC 63000:2018 is the harmonised standard reference published for technical documentation used to assess materials, components, and under RoHS. Using the harmonised standard supports presumption of conformity for the requirements covered by that standard, but it does not remove the need for product-specific evidence or corrective action when non-conformity is found.
Keep the technical file tied to the specific model, bill of materials (BOM), supplier evidence, material risk assessment, test reports where needed, exemptions, and change history.
Make sure the EU declaration of conformity identifies the and states that the Article 4 requirements have been demonstrated.
Affix CE marking visibly, legibly, and indelibly to finished or, where the nature of the EEE does not allow it, to packaging and accompanying documents.
Check importer and distributor records because RoHS also requires downstream operators to verify CE marking, required documents, and authority-response documentation.
Do not treat CE marking as a Commission, laboratory, or supplier certificate. The manufacturer signs the declaration under its own responsibility after the technical documentation and Module A internal production control demonstrate the RoHS requirements.
IEC publisher page for the international standard underlying EN IEC 63000 technical documentation.
technical documentation
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Question 5
When can we rely on a RoHS exemption?
RoHS exemptions are not blanket product approvals. The Commission guidance and Directive framework treat exemptions as time-limited, application-specific entries that must be read against the exact substance, material or component, category, application wording, and expiry or review status.
An exemption decision should record whether the exemption is already listed in Annex III or IV, whether it applies to the relevant category, whether the application wording fits the actual use, and what review trigger will reopen the decision before expiry, supplier change, redesign, or authority challenge.
For exemption renewals, the Commission implementation page states that renewal applications must be made no later than 18 months before expiry.
The Commission implementation page states that exemption decisions currently take 18 to 24 months from application date.
Existing exemptions with timely renewal requests remain valid until the Commission decides on the renewal application.
A request for a new exemption gives no interim permission: the must meet RoHS until the Commission adopts an act granting that exemption.
If a renewal is rejected or an exemption is revoked, the Directive provides that the exemption expires at the earliest 12 months and at the latest 18 months after the decision.
Record one operational outcome for the affected BOM item: exact exemption applies; timely renewal keeps the existing entry valid pending decision; legal or technical fit is unresolved and release is blocked; or no exemption applies and the must meet Annex II.
Commission implementation source for exemption requests, renewals, evaluation timing, reassessment criteria, and the rule that a new exemption request gives no interim permission.
Commission implementation source for exemption requests, renewals, evaluation timing, and reassessment criteria.
Commission implementation source for exemption requests, renewals, evaluation timing, reassessment criteria, and the rule that a new exemption request gives no interim permission.