FAQ item index

Search every question across sub-FAQs

Find the exact question, open the source answer card, and copy a direct link to the anchored sub-FAQ response.

Indexed coverage
42of42items
Across 10 modules • Updated May 9, 2026
Author
Sorena AI
Published
May 9, 2026
Updated
May 9, 2026
Are cables in scope of EU RoHS? Cable evidence, CE marking, and DoC

Are cables within the scope of EU RoHS?

Directive 2011/65/EU defines cables as all cables with a rated voltage below 250 V that connect EEE to an electrical outlet or connect two or more EEE to each other. Commission RoHS FAQ guidance adds the practical scope rule: cables used to transfer electrical currents or electromagnetic fields are EEE, unless they specifically belong to EEE or a combination of EEE that is outside RoHS scope.

This means a cable scope decision should start with the cable's function and market placement. A power cord, HDMI cable, network cable, cable reel, or cable supplied with equipment may have different evidence and conformity-documentation consequences even when the same restricted-substance limits apply at material level.

  • Treat electrical-current and electromagnetic-field transfer cables as potentially in scope; document any exclusion by tying the cable to the excluded host EEE or excluded combination.
  • Do not classify optical cables as EEE under the Commission FAQ's cable guidance; the FAQ says equipment without electrical or electronic parts, including optical cables, is outside RoHS 2 scope.
  • Use the type and intended use of the cable to place it in a category: the FAQ identifies specialised SCART, HDMI, and network cables as examples in categories 3 or 4, while non-finished cable reels without plugs can fall in category 11.
Citations
Are cables in scope of EU RoHS? Cable evidence, CE marking, and DoC

Internal wires, attached cables, and external cables

The Commission FAQ draws a clear distinction between internal wires, permanently attached cables, external cables supplied with EEE, and external cables sold separately. Internal wiring in in-scope EEE must meet the RoHS material restrictions like the rest of the equipment, but it is not treated as a separately CE-marked cable product.

External cables that are sold together with, marketed for, or shipped for use with an EEE follow the technical requirements of that EEE. Separately placed external cables are treated differently because the cable itself is the product being placed on the market.

  • For internal wires, keep material-compliance evidence in the host EEE technical file rather than creating a separate RoHS DoC for the wire.
  • For permanently attached cables, such as typical lamp cables in the FAQ example, apply the same principle as internal wiring and document the host EEE coverage.
  • For detachable external cables supplied with an EEE, show that the cable is covered by the EEE's RoHS DoC and that the EEE is CE marked.
  • For separately sold external cables, prepare product-level RoHS evidence, EU declaration of conformity, and CE marking once the applicable RoHS date has passed.
Citations
European Commission RoHS 2 FAQ

Commission FAQ guidance distinguishing internal wires, attached cables, external cables supplied with EEE, and separately placed cables.

Are cables in scope of EU RoHS? Cable evidence, CE marking, and DoC

What cable evidence should manufacturers keep?

Cable evidence should prove both the scope decision and the substance-compliance decision. For scope, keep the rated voltage, connection function, whether the cable transfers electrical current or electromagnetic fields, whether it is optical, whether it is internal or external, and whether it is supplied with or separately placed on the market from the host EEE.

For substance compliance, keep material-level evidence because RoHS maximum concentration values apply by homogeneous material. A cable record should therefore separate insulation, jacket, copper conductor, solder, plating, connectors, flame-retardant polymers, and any other separable material or component that affects the restricted-substance assessment.

  • Record the cable's intended use, host EEE relationship, product category, and whether the cable is covered by the host EEE DoC or needs its own DoC.
  • Keep supplier material declarations, BOM links, exemption references where used, test or screening rationale, and any lab reports needed for higher-risk cable materials.
  • Use EN IEC 63000 technical-documentation logic for the evidence package: define what was assessed, why the evidence is reliable, and how supplier or test evidence supports the RoHS declaration.
  • Review the evidence after supplier, material, connector, coating, flame retardant, plasticizer, or market-placement changes.
Citations
Are cables in scope of EU RoHS? Cable evidence, CE marking, and DoC

Cable compliance mistakes to avoid

The weak cable record is usually not missing a slogan; it is missing the market-placement fact pattern. A generic supplier RoHS statement does not answer whether the cable is internal, attached, supplied with the EEE, sold separately, optical, tied to excluded equipment, or covered by the host product's DoC.

The other common gap is testing at the wrong level. RoHS limits are assessed at homogeneous-material level, so a whole-cable statement should still be traceable to material declarations, supplier evidence, exemptions, or risk-based tests for the separable materials that make up the cable.

  • Do not give a separately sold external cable only a host-equipment DoC; the Commission FAQ says separately placed external cables need their own RoHS DoC and CE marking from the relevant date.
  • Do not assign optical cables to RoHS simply because they are called cables; the Commission FAQ says optical cables are not EEE.
  • Do not treat internal wiring as a separate finished cable product; document material restriction compliance through the host EEE evidence file.
  • Do not rely on a single cable family declaration after insulation, jacket, connector, plating, solder, supplier, or plasticizer changes.
Citations
Do Components Need EU RoHS Compliance?

Do components have to comply with EU RoHS?

Yes, when the component is used in finished EEE or as a spare part for in-scope EEE. Directive 2011/65/EU requires EEE placed on the Union market, including cables and spare parts for repair, reuse, updating, or capacity upgrades, not to contain the restricted substances above the Annex II maximum concentration values in homogeneous materials.

The practical consequence is component-level evidence rather than a separate RoHS label on every part. The Commission RoHS FAQ explains that finished EEE can meet RoHS substance requirements only if its components and parts meet the substance restrictions, including non-electronic parts such as fasteners or plastic enclosures.

  • Treat electronic, electrical, mechanical, plastic, coating, solder, cable, and enclosure parts as possible RoHS evidence inputs.
  • Assess the component by homogeneous material, not by total component weight or finished-product weight.
  • Keep component declarations, material declarations, risk assessments, and any test results traceable to the final EEE technical documentation.
Citations
Do Components Need EU RoHS Compliance?

When does a component need its own RoHS CE marking?

RoHS CE marking is tied to finished EEE. Directive 2011/65/EU requires the CE marking to be affixed visibly, legibly, and indelibly to the finished EEE or, where that is not possible, to the packaging and accompanying documents.

The Commission FAQ states that components used in finished EEE or for repair or upgrade of in-scope EEE must meet Article 4 substance restrictions but do not need RoHS CE marking. Spare parts that are not finished EEE also do not need a RoHS declaration of conformity or CE mark. By contrast, a component sold as a finished electrical or electronic product in its own right may need its own conformity assessment.

  • Ask first whether the item is finished EEE or only a part supplied for integration, repair, reuse, updating, or upgrading.
  • Do not treat a component supplier's generic RoHS statement as a substitute for the finished product's technical file.
  • If the component is sold separately as finished EEE, assess the EEE obligations for that product, including declaration of conformity and CE marking.
Citations
Do Components Need EU RoHS Compliance?

What should a component assessment check?

Start with the restricted substances and the material breakdown. Annex II sets maximum concentration values by weight in homogeneous materials: lead, mercury, hexavalent chromium, PBB, PBDE, DEHP, BBP, DBP, and DIBP at 0.1%, and cadmium at 0.01%. The Commission FAQ gives practical examples of homogeneous materials such as a plastic cover, copper wire inside a cable, and the solder part of a solder joint.

Then decide whether supplier evidence is enough or whether risk-based testing is needed. EN IEC 63000:2018 is the harmonised standard listed for technical documentation assessing electrical and electronic products with respect to restricted substances; the IEC 62321 series provides test and sample-preparation methods often used when declarations need analytical support.

  • Map each component to homogeneous materials, including coatings, solders, plasticisers, flame-retardant polymers, metal finishes, wiring, and cable jackets where relevant.
  • Check whether any Annex III or Annex IV exemption is being claimed, and record the exact exemption entry, scope, category, and expiry or renewal status.
  • Use testing selectively where supplier data is incomplete, the material risk is high, or a change in supplier, formulation, finish, or manufacturing process affects the assessment.
Citations
Do Components Need EU RoHS Compliance?

How should exemptions and supplier changes be handled?

A component that depends on an exemption should not be treated as permanently compliant. Directive 2011/65/EU allows materials and components of EEE to be included in Annex III or IV for specific applications only when the Article 5 conditions are met, and exemption validity periods are limited and renewable.

The Commission implementation page confirms that exemption renewals must be submitted no later than 18 months before expiry and that existing exemptions with renewal requests remain valid until the Commission decides. Component records should therefore track the specific exemption text, application, EEE category, renewal status, and any planned substitute material or design.

  • Reassess a component when the supplier, part number, bill of materials, resin, plating, solder, flame retardant, plasticiser, or manufacturing site changes.
  • Do not roll an exemption forward without checking that the exact component use still matches the exemption scope and category.
  • Keep importer, distributor, and manufacturer records aligned because RoHS requires economic operators to identify suppliers and customers to market surveillance authorities for 10 years after placing the EEE on the market.
Citations
EU RoHS Declarations vs Lab Tests

When are supplier declarations enough for RoHS?

Supplier declarations are useful when they identify the exact part, material, supplier, revision, restricted-substance scope, and date. They should support the manufacturer technical documentation required by RoHS, not replace the manufacturer decision.

A declaration is strongest when it can be tied to a BOM line, homogeneous-material assessment, IEC 62474-style material declaration, exemption claim if any, and the EU declaration of conformity. It is weak when it is only a broad marketing statement, an expired certificate, or a generic "RoHS compliant" label with no product identity.

  • Use declarations for known, stable supply chains where the supplier identifies the product or material and the restricted substances covered.
  • Keep the declaration with the technical file, because RoHS requires technical documentation and the EU declaration of conformity to be kept for 10 years after EEE is placed on the market.
  • Refresh the evidence when design, material, supplier, manufacturing location, harmonised standard, or exemption status changes.
Citations
EU RoHS Declarations vs Lab Tests

When should lab testing be added?

Add testing when declarations do not give enough confidence for the risk. Common triggers include missing supplier data, unverified high-risk materials, a new or changed supplier, a design or material change, inconsistent documents, an exemption boundary, or a request from a customer, importer, or market-surveillance.

RoHS limits are assessed at homogeneous-material level. Lab work should therefore start with sample selection and preparation, then use the IEC 62321 methods that match the substance and material, such as XRF screening for lead, mercury, cadmium, total chromium, and total bromine, targeted methods for lead, cadmium, chromium, PBB/PBDE, and phthalates where screening or risk points to a need.

  • Use IEC 62321-2 for disassembly, disjointment, and sample preparation before analytical testing.
  • Use IEC 62321-3-1 XRF screening as a screening tool for listed metals and total bromine in uniform materials.
  • Use targeted IEC 62321 methods when the decision needs substance-specific evidence for lead, cadmium, chromium, PBB, PBDE, or phthalates.
Citations
EU RoHS Declarations vs Lab Tests

What should the evidence decision record contain?

The record should let a reviewer reproduce the decision without interviewing the project team. It should state the EEE, BOM or material population, supplier evidence reviewed, RoHS restricted substances and homogeneous-material limits considered, exemption assumptions, test method if used, owner, date, and review trigger.

Avoid a binary "declarations or tests" policy. Most RoHS files use both: declarations for broad supply-chain coverage and targeted tests for higher-risk materials, weak evidence, or unresolved questions.

  • Map each declaration or lab report to the exact product, component, material, revision, and supplier.
  • State whether the evidence supports all ten Annex II restricted substances or only a narrower set.
  • Record review triggers for supplier change, product redesign, material substitution, exemption expiry or renewal, customer escalation, or authority request.
Citations
EU RoHS Declarations vs Lab Tests

Common mistakes in RoHS declarations and test reports

The most common mistake is treating a certificate as a conclusion without checking what it actually covers. A supplier document may cover a part number, a material family, a manufacturing site, or only some substances. A lab report may cover one tested sample, not every future lot or supplier change.

Another mistake is testing the wrong layer. RoHS maximum concentration values apply by weight in homogeneous materials, so the sampling plan matters as much as the analytical method.

  • Do not use a broad "RoHS compliant" statement if it cannot be tied to the product, component, material, revision, and restricted substances.
  • Do not cite lab results without recording the sample preparation and test method used.
  • Do not assume old declarations or tests still apply after product design, material, supplier, or harmonised-standard changes.
Citations
How should RoHS lead, mercury, and cadmium exemptions be documented?

How should RoHS exemptions for lead, mercury, and cadmium be documented?

Start from the restriction, then document the exception. Annex II lists lead and mercury at 0.1% by weight in homogeneous materials and cadmium at 0.01%. Article 4 says those limits do not apply to applications listed in Annex III or Annex IV, so an exemption record must prove that the product's use matches a specific listed application.

Avoid documenting exemptions as broad product permissions. The Commission RoHS FAQ explains that exemptions are granted for specific substances used in specific applications, not for a company or for a whole piece of EEE. A useful record therefore identifies the substance, material, component, product category, and Annex wording that supports the exception.

Do not make an unsourced current-status table for lead, mercury, or cadmium exemptions. Annex entries are technical and time-limited, and many include category-specific expiry dates, scope limits, spare-parts wording, amount limits, or renewal effects. Keep the official source URL and the date you checked it with the exemption record.

  • Record the Annex III or Annex IV entry number and quote or summarize the exact application wording used for the decision.
  • Map the entry to the EEE category, product model, part number, material, supplier, revision, and homogeneous material where the restricted substance appears.
  • Capture the measured or declared concentration, or the per-lamp, per-display, or application-specific amount limit where the Annex entry uses one.
  • State the expiry date, renewal application status, pending Commission decision status, or spare-parts condition that affects continued reliance.
  • Keep supplier declarations, material declarations, risk assessment, test reports where used, and EN IEC 63000 technical documentation together with the exemption rationale.
Citations
How should RoHS lead, mercury, and cadmium exemptions be documented?

What to capture for lead, mercury, and cadmium entries

The documentation fields differ because the Annex entries differ. Mercury lamp exemptions often use per-lamp or per-burner milligram limits and specific lamp technologies. Lead entries include alloys, solders, glasses, ceramics, coatings, bearings, and application-specific electronic components. Cadmium entries include electrical contacts, optical or filter glass uses, printing inks, thick film pastes, quantum dots, and specialized measurement or monitoring uses.

Use those examples as a cue for record structure, not as a substitute for checking the exact entry. The support file should be precise enough that an auditor can compare the product facts with the Annex wording without asking engineering to reconstruct the design history.

  • For mercury lamp exemptions, record the lamp type, wattage or technology condition, per-lamp or per-burner mercury limit, and expiry date stated in the Annex entry.
  • For lead alloy and solder exemptions, record the alloy, solder, component, voltage, application, product category, and any percentage threshold or excluded application.
  • For cadmium exemptions, record the compound, contact, glass, ink, paste, quantum-dot, measurement, or monitoring application and the category or amount condition stated in the entry.
  • For Annex IV medical-device and monitoring-equipment exemptions, confirm that the product is actually in the category covered by Annex IV before relying on the entry.
  • When an entry has expired, document whether Article 4 spare-parts wording, a renewal application, or a Commission decision affects the specific product.
Citations
How should RoHS lead, mercury, and cadmium exemptions be documented?

Evidence to keep in the RoHS technical file

RoHS documentation should connect the exemption decision to the conformity assessment file. Directive 2011/65/EU requires manufacturers to draw up technical documentation, carry out the relevant conformity assessment procedure, draw up the EU declaration of conformity, affix CE marking, and keep the technical documentation and EU declaration of conformity for 10 years after the EEE has been placed on the market.

Commission Implementing Decision (EU) 2020/659 identifies EN IEC 63000:2018 as the harmonised standard for technical documentation used to assess materials, components, and EEE against RoHS restricted-substance requirements. Use that structure to keep supplier declarations, material declarations, test reports where needed, exemption mapping, and change-control evidence aligned.

  • BOM and material breakdown showing where lead, mercury, or cadmium appears.
  • Supplier declaration or material declaration tied to the exact part number, material, revision, and restricted substance.
  • Test report or engineering assessment where supplier data is incomplete, high risk, or inconsistent with the product design.
  • Exemption register entry with source URL, Annex entry, EEE category, application wording, limit, expiry, owner, and review date.
  • EU declaration of conformity and technical documentation references showing how the exemption supports the Article 4 compliance conclusion.
Citations
How should RoHS lead, mercury, and cadmium exemptions be documented?

Expiry, renewal, and change-control checks

Exemption evidence should not stop at the date the product launched. Article 5 says exemptions have validity periods, may be renewed, and can be deleted when the conditions for inclusion are no longer fulfilled. A renewal application must be made no later than 18 months before the exemption expires, and an existing exemption remains valid until the Commission decides on that renewal application.

The Commission implementation page states that RoHS exemptions are limited in time and reassessed regularly, considering substitute availability, practicability and reliability, environmental, health and consumer safety impacts, socioeconomic impact, and potential adverse impacts on innovation. It also states that a RoHS exemption decision currently takes 18 to 24 months from the application date.

  • Review the exemption when the Annex entry changes, the expiry date approaches, or a renewal or revocation decision is published.
  • Review the record after product redesign, supplier change, material change, solder or coating change, lamp change, or category change.
  • If a renewal request is pending, keep the evidence for that status with the exemption record instead of relying on an informal note.
  • If the exemption is rejected, revoked, or no longer matches the product, open a substitution, redesign, withdrawal, or customer-impact decision before relying on further EU market placement.
  • Do not assume spare-parts provisions apply unless the product and exemption facts match Article 4 wording for the specific case.
Citations
How should RoHS lead, mercury, and cadmium exemptions be documented?

Common mistakes when documenting these exemptions

The most common mistake is treating the word "exempt" as the conclusion instead of documenting the legal and technical match. Lead, mercury, and cadmium exemptions are narrow, and the same substance can appear in multiple entries with different applications, categories, concentration limits, amount limits, and dates.

Another weak pattern is relying on a supplier's generic RoHS statement after a material, category, or Annex entry changes. A defensible exemption record should survive supplier changes, market-surveillance questions, customer audits, and future product changes.

  • Do not cite an Annex entry without checking that the material and application match the entry wording.
  • Do not average lead, mercury, or cadmium across the finished EEE; the default limits are homogeneous-material limits unless a valid exemption applies.
  • Do not reuse a lead exemption for cadmium or mercury, or reuse an Annex III exemption where Annex IV category specificity is required.
  • Do not omit expiry, renewal, or pending-decision status when the entry includes date-sensitive wording.
  • Do not put local source reference filenames, private working notes, or stale non-HTTPS URLs in public source fields.
Citations
RoHS Homogeneous Material Definition and Limits

RoHS homogeneous material definition

Directive 2011/65/EU defines a homogeneous material as one material of uniform composition throughout, or a material made from a combination of materials that cannot be disjointed or separated into different materials by mechanical actions.

The Directive's examples of mechanical actions include unscrewing, cutting, crushing, grinding, and abrasive processes. If those actions can separate the item into different materials, each separated material needs its own RoHS assessment.

  • A single uncoated plastic part can be assessed as the plastic material, but a coated or overmoulded part may need separate material records for the base plastic and coating or attached material.
  • A cable is usually not one homogeneous material because conductors, insulation, shielding, fillers, jackets, and coatings may be mechanically separable.
  • A semiconductor package, connector, motor, power supply, or display should be broken into material-level evidence where separable metals, polymers, solders, platings, adhesives, and coatings create different RoHS risk points.
Citations
RoHS Homogeneous Material Definition and Limits

Annex II thresholds apply by material

The current consolidated Annex II lists ten restricted substances and their maximum concentration values tolerated by weight in homogeneous materials. Cadmium has a lower threshold than the other listed substances.

For most listed RoHS substances, the Annex II limit is 0.1% by weight in the homogeneous material. Cadmium is limited to 0.01% by weight in the homogeneous material.

  • 0.1% by weight: lead, mercury, hexavalent chromium, polybrominated biphenyls (PBB), polybrominated diphenyl ethers (PBDE), DEHP, BBP, DBP, and DIBP.
  • 0.01% by weight: cadmium.
  • The four phthalates DEHP, BBP, DBP, and DIBP have specific application timing and carve-outs in Annex II for certain medical devices, monitoring and control instruments, cables, spare parts, and toys.
Citations
RoHS Homogeneous Material Definition and Limits

How to split assemblies into RoHS materials

Start with the bill of materials, but do not stop at component names. RoHS evidence should map to the actual materials that can be separated or that remain inseparable after reasonable mechanical actions.

For a cable, that can mean separate evidence for copper or alloy conductors, plating, insulation, filler, shield, jacket, labels, and any coatings. For a printed circuit assembly, it can mean separate records for solder, component terminations, board laminate, component bodies, conformal coating, adhesives, and hardware.

  • Treat coatings, platings, paints, inks, adhesives, solders, sealants, elastomers, and polymer additives as potential separate material questions when they are material to the RoHS risk.
  • Do not average a restricted substance across the mass of the finished product, the assembled component, or a whole cable when a separable material is the relevant assessment level.
  • When destructive separation is needed for a close question, document the method used, the sample identity, the material fraction tested, and why the result maps to the RoHS material decision.
Citations
Page 1 of 3
Previous123Next