Evidence to keep for the EEE scope file
A useful RoHS scope file should let product, quality, procurement, and legal reviewers see why the product is in scope, out of scope, or escalated for interpretation. It should also connect the scope answer to downstream RoHS work: restricted-substance assessment, technical documentation, EU declaration of conformity, CE marking, exemptions, and change control.
If the conclusion relies on an exclusion, keep the facts that prove every condition of that exclusion. For large-scale tools and installations, that means documenting permanence, professional installation and de-installation, intended location, industrial or dedicated use, and the size or complexity indicators used. For specifically designed equipment, keep evidence that it can fulfil its function only as part of excluded or out-of-scope equipment.
- Product identity: model, SKU, configuration, voltage rating, photographs or diagrams, and the EEE function that depends on electricity or electromagnetic fields.
- Market facts: who places it on the EU market, whether it is finished EEE, a component, a cable, a spare part, a consumable, or equipment supplied only for integration.
- Category and exclusion mapping: Annex I category, Article 2(4) exclusion considered, and a short reason for accepting or rejecting each relevant exclusion.
- Material compliance link: BOM, material declarations, restricted-substance matrix, supplier declarations, test or screening records where used, and exemption references where a restricted substance is intentionally relied on.
- Conformity records: technical documentation, EU declaration of conformity fields, CE marking basis, change-control history, and records kept for the 10-year manufacturer retention period after placing EEE on the market.
- Review triggers: new supplier, material or component change, changed intended use, new sales channel, new market placement facts, changed harmonised standard or technical specification, exemption change, or authority request.
Primary legal source for Article 7 manufacturer obligations, the 10-year technical-documentation and declaration retention rule, and Annex VI declaration fields.
Commission FAQ guidance supporting documentation for excluded uses, large-scale exclusions, specifically designed equipment, and case-by-case category decisions.
Official source for the harmonised standard reference used for RoHS technical documentation assessing materials, components, and EEE.