FAQCSDDDEU

CSDDD contractual assurances What Articles 10 and 11 require beyond contract clauses

Under Directive (EU) 2024/1760, contractual assurances are one due-diligence measure for preventing, mitigating, ending, or minimising adverse impacts in a company's chain of activities.

Use them with action plans, verification, proportionate SME support, and documented escalation rather than treating signed clauses as the whole CSDDD control.

Author
Sorena AI
Published
May 9, 2026
Updated
Jul 25, 2026
Questions
5

Structured answer sets in this page tree.

Primary sources
5

Cited legal and guidance references.

Publication metadata
Sorena AI
Published May 9, 2026
Updated Jul 25, 2026
Overview

CSDDD Articles 10 and 11 treat as one possible appropriate measure, not a transfer of the company's due diligence duty. Companies may seek assurances from direct partners and, where listed measures do not adequately address the impact, from indirect partners. Obtained assurances must be paired with appropriate verification.

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5 of 5 questions
Question 1

When should CSDDD teams seek contractual assurances from business partners?

For potential adverse impacts, Article 10 requires companies to take appropriate measures to prevent or adequately mitigate impacts identified through due diligence. One relevant measure is seeking from a that it will comply with the company's code of conduct and, where needed, a prevention action plan.

For actual adverse impacts, Article 11 uses the same structure for bringing the impact to an end or minimising its extent: direct partner assurances can support compliance with the code of conduct and, where needed, a corrective action plan. If the impact cannot be adequately addressed through the listed direct measures, Articles 10 and 11 also allow the company to seek assurances from an .

Member States must transpose the amended CSDDD by 26 July 2028 and apply Articles 10 and 11 through national measures from 26 July 2029. Draft clauses and verification controls can be prepared earlier, but they should be reviewed when the Commission issues voluntary model-clause guidance by 26 July 2027 and again when the relevant national law is enacted.

  • Use Article 10 assurances when the issue is a potential adverse impact that must be prevented or mitigated.
  • Use Article 11 assurances when the issue is an actual adverse impact that must be ended, minimised, and, where relevant, remediated.
  • Tie each assurance to the specific code-of-conduct obligation, prevention action plan, or corrective action plan it is meant to support.
  • Do not ask for generic supply-chain promises when the due-diligence finding points to a narrower activity, site, product line, sourcing practice, or business partner.
Citations
Directive (EU) 2026/470

Binding current amendment for CSDDD scope, due diligence, monitoring, enforcement, and status changes discussed on this page.

Recommended next step

Turn CSDDD assurances into evidence

Connect CSDDD contract clauses to action plans, verification results, SME support records, and escalation evidence before relying on them in due-diligence reporting.

Question 2

Are the Commission's model clauses mandatory?

No. Amended Article 18 requires the Commission to adopt guidance on voluntary model contractual clauses by 26 July 2027. Until that guidance exists, a company should not present its own wording as an official EU model. After publication, using a model clause will still not replace the impact-specific action, verification, treatment, monitoring, or escalation required by Articles 10 and 11.

The clause should match the actual adverse impact and the partner's role. It should identify the code-of-conduct or action-plan obligation, evidence and access needed for verification, support the company will provide where required, milestones, review rights, and the response to non-performance. Contract language does not create an automatic defence to civil liability under amended Article 29.

  • Label internal clauses as company-drafted until official voluntary guidance is published.
  • Do not state that a signed model clause certifies CSDDD compliance.
  • Record which prevention or corrective action the clause supports and how compliance will be verified.
  • Review the clause when Commission guidance, national transposition, the impact assessment, or the partner relationship changes.
Citations
Question 3

What must sit alongside CSDDD contractual assurances?

A signed clause is not enough. Articles 10(5) and 11(6) say must be accompanied by appropriate measures to verify compliance. The directive allows independent third-party verification, including through industry or multi-stakeholder initiatives, where that is appropriate.

The contract file should therefore show both the promise and the control loop: what obligation is covered, how compliance will be checked, who reviews verification results, what evidence is accepted, and what happens when the partner misses the agreed action-plan milestones.

  • Assurance text mapped to the code of conduct, prevention action plan, or corrective action plan.
  • Verification method, such as documentary review, site assessment, third-party verification, or initiative-based verification where appropriate.
  • Improvement indicators and timelines from the prevention or corrective action plan.
  • Escalation trigger for missed milestones, unreliable evidence, refusal to cooperate, or persistent adverse impact.
  • Evidence showing the company kept monitoring instead of relying on paper-only assurances.
Citations
Question 4

How should companies handle SMEs in CSDDD contractual-assurance requests?

SMEs are not brought into the CSDDD scope merely because a large in-scope company asks for assurances, but Articles 10 and 11 protect SMEs in the assurance process. When assurances are obtained from, or a contract is entered into with, an , the terms must be fair, reasonable, and non-discriminatory.

The company must also assess whether assurances should be accompanied by SME support measures. The directive names capacity-building, training, management-system upgrades, and, where the code of conduct or action plan would jeopardise the SME's viability, targeted and proportionate financial support.

  • Check whether the business partner is an before issuing standard assurance language.
  • Remove one-sided terms that push all verification cost, timing pressure, or implementation burden onto the .
  • Document whether capacity-building, training, management-system support, or financial support is needed.
  • Where independent third-party verification is carried out for an , the in-scope company bears the cost. Record any SME request or agreement to pay part of the cost and whether the SME may share the results with other companies.
Citations
Question 5

How should weak assurances escalate after the 2026 amendment?

Weak assurances should trigger verification, stronger prevention or corrective action, support, operational change, collaboration, and proportionate relationship measures. Directive (EU) 2026/470 removed mandatory termination as the final CSDDD step.

Before suspension, disengagement, or continued engagement, assess expected impacts on affected people and the environment, the company's ability to influence the partner, alternative measures, notice where relevant, and the monitoring needed to test the decision.

  • Keep the original due-diligence finding and severity assessment.
  • Keep the prevention or corrective action plan, including timelines and improvement indicators.
  • Keep the contractual assurance text and any cascading assurances requested from partners.
  • Keep verification results, failed evidence requests, site or initiative findings, and partner responses.
  • Keep the enhanced action plan and the rationale for the selected relationship measure.
  • Keep the assessment of adverse impacts caused by suspension, disengagement, or continued engagement, plus notice and review records where relevant.
Citations
Directive (EU) 2026/470

Article 4(8) and 4(9) replace the last-resort relationship measures in Articles 10 and 11, including suspension, notice, impact assessment, monitoring, and the removal of mandatory termination.

Primary sources

References and citations

eur-lex.europa.eu
Referenced sections
  • Current Articles 18 and 29(4) set the 26 July 2027 deadline for voluntary model-clause guidance and confirm that contractual clauses do not create an automatic liability defence.
eur-lex.europa.eu
Referenced sections
  • Amended Article 11(7) supports enhanced corrective action plans, restrictions on new or extended relationships, possible suspension, reasonable notice, and review for unresolved actual adverse impacts; mandatory termination was removed.
"provide reasonable notice to the business partner"
eur-lex.europa.eu
Referenced sections
  • Article 4(8) and 4(9) replace the last-resort relationship measures in Articles 10 and 11, including suspension, notice, impact assessment, monitoring, and the removal of mandatory termination.
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