Batteries RegulationEvidence workflowEU

EU battery passport Evidence workflow

A workflow for proving that each in-scope battery passport has the Article 77 owner, QR access, Annex XIII data, conformity links, provenance, and lifecycle update controls it needs.

Use it to align product compliance, engineering, sustainability, service, and end-of-life teams before passports go live or change status.

Author
Sorena AI
Published
May 9, 2026
Updated
May 9, 2026
Sections
5

Structured answer sets in this page tree.

Primary sources
3

Cited legal and guidance references.

Publication metadata
Sorena AI
Published May 9, 2026
Updated May 9, 2026
Overview

Regulation (EU) 2023/1542 requires an electronic battery passport for each LMT battery, each industrial battery above 2 kWh, and each electric vehicle battery placed on the market or put into service from 18 February 2027. This workflow turns Article 77 and Annex XIII into an evidence register: who is responsible, which data belongs in the passport, who may see it, what proves conformity, how the QR code resolves, and how updates are handled through re-use, repurposing, remanufacturing, waste, and recycling.

Section 1

1. Confirm passport scope and name the responsible operator

Start with a battery-level scope record. Article 77 applies the passport duty to LMT batteries, industrial batteries with capacity greater than 2 kWh, and electric vehicle batteries that are placed on the market or put into service.

The evidence owner should be the economic operator placing the battery on the market, because Article 77 makes that operator responsible for keeping passport information accurate, complete, and up to date. If another operator maintains the passport data, keep the written authorisation and the service boundary in the evidence file.

  • Evidence record: battery category, model identifier, capacity basis, placed-on-market or put-into-service route, and date the passport obligation is triggered.
  • Owner record: legal entity placing the battery on the market, internal accountable function, authorised data processor or platform operator, and written authorisation if another operator acts on its behalf.
  • Control check: the passport owner can update the underlying systems for model data, individual-battery data, access rights, and status changes instead of only publishing a static page.
Recommended next step

Build passport evidence before publication

Use the workflow to connect Article 77 ownership, Annex XIII data classes, QR access, conformity records, and lifecycle update controls before battery passports go live.

Section 2

2. Build the Annex XIII data map and access-right matrix

Do not treat the passport as one undifferentiated dataset. Annex XIII separates public model information, legitimate-interest model information, information reserved for notified bodies, market surveillance authorities and the Commission, and individual-battery information for legitimate-interest users.

For each field, record the source system, data steward, evidence artifact, access class, update trigger, and validation rule. This prevents public-facing passport data from exposing restricted dismantling, test-report, or individual-battery data.

  • Public model data: Annex VI label information, chemistry, hazardous substances beyond mercury/cadmium/lead, critical raw materials, carbon footprint information, responsible sourcing, recycled content, renewable content, capacity, voltage, power capability, lifetime, warranty, energy efficiency, resistance, C-rate, markings, EU declaration of conformity, and waste-prevention information.
  • Legitimate-interest model data: detailed composition, cathode/anode/electrolyte materials, spare-part source contacts, dismantling diagrams and sequences, fastening techniques, required tools, damage warnings, cell count and layout, and safety measures.
  • Authority and notified-body data: test-report results proving compliance with the Regulation or delegated and implementing acts.
  • Individual-battery data: performance and durability values at market placement and status change, state of health, battery status, charging and discharging cycles, negative events, operating environmental conditions, and state of charge.
Section 3

3. Prove QR code, unique identifier, and data provenance controls

Article 77 requires passport access through the Article 13 QR code, linked to a unique identifier attributed by the economic operator placing the battery on the market. Annex VI adds the practical QR-code evidence requirement: high contrast, readable size, and readability by commonly available QR readers.

Provenance evidence should show how each passport field moves from source system to published record. Article 77 and Article 78 require open standards, interoperability, machine-readable structured searchable data, authentication, reliability, integrity, security, privacy, and fraud avoidance.

  • QR evidence: artwork file, placement rule, contrast/readability test, scan result, resolved passport URL, unique identifier, and identifier allocation log.
  • Provenance evidence: source system, source owner, transformation rule, timestamp, reviewer, publication status, and immutable record of changes for each passport field.
  • Platform evidence: open interoperable format, no vendor lock-in dependency for data exchange, role-based access controls, authentication logs, integrity checks, and privacy/security review for restricted data.
  • Data-processor evidence: if an authorised operator stores or processes passport data, keep terms showing it cannot sell, re-use, or process the data beyond the passport service.
Section 5

5. Maintain lifecycle updates, transfers, and retirement evidence

A battery passport is not complete at first publication. Article 77 requires accurate, complete and up-to-date information, and Annex XIII requires individual-battery values when the battery is placed on the market and when its status changes.

When a battery is prepared for re-use, prepared for repurposing, repurposed, re-used, or remanufactured, Article 77 transfers responsibility to the economic operator that places that battery on the market or puts it into service. The new passport must be linked to the original passport or passports. When the status changes to waste, responsibility transfers to the producer, appointed producer responsibility organisation, or selected waste management operator. The passport ceases to exist after recycling.

  • Update triggers: first market placement, putting into service, performance or durability status change, state-of-health change, accident or negative event, operating-condition update, re-use, repurposing, remanufacturing, waste status, and recycling.
  • Transfer evidence: previous passport identifier, new passport identifier, responsible economic operator, legal basis for transfer, date of status change, authority or customer visibility impact, and data migrated or withheld by access class.
  • Retirement evidence: waste-status record, responsible producer or waste-management operator, recycling completion evidence, and passport decommissioning record.
Primary sources

References and citations

eur-lex.europa.eu
Referenced sections
  • Article 77 sets passport update responsibility, transfer rules for re-use/repurposing/remanufacturing and waste, and the rule that a passport ceases after recycling.
"accurate, complete and up to date"
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