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Artifact GuideUKOPSS Notices

UK PSTI Product Security OPSS Notices

OPSS can use compliance, stop, and recall notices alongside monetary and other measures; notice recipients should preserve the notice, product scope, supply records, corrective actions, representations, and appeal dates.

The Act sets the legal tests and notice powers; OPSS publishes the enforcement approach it applies on behalf of DSIT.

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Author
Sorena AI
Published
May 9, 2026
Updated
Jul 24, 2026
Questions
3

Structured answer sets in this page tree.

Primary sources
7

Cited legal and guidance references.

Publication metadata
Sorena AI
Published May 9, 2026
Updated Jul 24, 2026
Overview

OPSS can use compliance, stop, and recall notices alongside monetary and other measures; notice recipients should preserve the notice, product scope, supply records, corrective actions, representations, and appeal dates.

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3 of 3 questions
Question 1

What can an OPSS notice require?

Treat a notice served by OPSS as a formal enforcement document. OPSS enforces the PSTI product-security regime under an arrangement with the Department for Science, Innovation and Technology, while the Act states the powers in terms of the Secretary of State. Read the notice itself for the product, legal entity, alleged failure, required action, evidence, deadline and review or appeal route.

A can require the recipient to comply with a duty, take specified steps and provide evidence. A can prohibit a specified activity, including making a product available, and may require customer risk communications. A can require steps to organise the return of products already supplied. Recall is a stronger measure: section 30 limits it to a failure to comply with a security requirement and requires the statutory conditions concerning inadequate action and insufficient alternative powers to be met.

  • Identify whether the document is a , , , , information request or another enforcement step.
  • Do not assume voluntary correction cancels a notice; obtain written confirmation of any variation or withdrawal.
  • Separate pre-notice representations from a formal appeal. Compliance, stop, and recall notices ordinarily follow notice of the proposed action and a 10-day representation period; the urgent-need exception applies to stop and recall notices, not compliance notices. An appeal against an enforcement notice must normally be brought to the First-tier Tribunal within 28 days; under section 33, the notice or appealed variation has no effect until that appeal is determined or withdrawn.
Citations
Question 2

What should the recipient do first?

Preserve the notice and its delivery details, then create a response record without changing or deleting the underlying product evidence. Confirm the named legal entity and supply-chain role, the affected models, batches and software versions, where stock is held, which customers received it, and whether supply must stop immediately.

Assign one response owner and involve legal counsel where necessary to protect deadlines and procedural rights. The factual work should run in parallel: secure relevant logs and documents, reproduce the alleged failure, trace units through the supply chain, assess remediation and customer risk, and document every communication with OPSS. Answer information requests accurately and within their stated scope.

  • Keep the notice, envelope or electronic receipt, service date, deadlines, correspondence and decision log.
  • Preserve product-scope records, statements of compliance, security tests, vulnerability reports, support commitments, sales and shipment data, customer contacts and corrective-action evidence.
  • Track each required action to an owner, completion date and proof submitted; retain the exact version sent to OPSS.
Citations
Question 3

How do penalties and challenges fit?

A is separate from a compliance, stop or . If the Secretary of State is satisfied on the balance of probabilities that a person failed to comply with a relevant duty, section 36 permits a financial penalty. The maximum fixed penalty is the greater of GBP 10 million and 4% of the person's qualifying worldwide revenue. A further daily penalty can be imposed for continuing failure, up to GBP 20,000 per day. These are statutory ceilings, not automatic penalties.

The Act provides review and appeal mechanisms for specified notices and penalties. The available route, deadline, tribunal and effect on the notice depend on the provision used and the notice served. Use the notice and current Act text rather than a generic timetable. Continue to control product risk and preserve evidence while any challenge is considered.

  • Do not describe the maximum penalty as the likely outcome or as applying automatically to every breach.
  • Do not miss a deadline while debating product scope; record the dispute and protect the procedural route stated in the notice.
  • Do not restart supply solely because a technical fix exists; confirm that every notice condition and required verification step has been satisfied.
Citations
Recommended next step

Turn UK PSTI Product Security OPSS Notices into assigned work

This UK PSTI Product Security guide helps turn OPSS Notices into owners, evidence requests, review checkpoints, and reusable operating records in Sorena.

Assessment workflow
Open Assessment Autopilot for UK PSTI Product Security

Turn OPSS Notices into scoped questions, evidence fields, and review tasks.

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Research workflow
Review UK PSTI Product Security source evidence

Use Research Copilot to answer follow-up questions with cited source material.

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Talk to Sorena
Talk through implementation

Review scope, evidence, owners, and the next compliance actions with Sorena.

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Primary sources

References and citations

OPSS Enforcement Policy
gov.uk
Referenced sections
  • Explains OPSS's general enforcement approach, including proportionality, evidence and engagement.
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