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China E-Waste Law E-waste recycler contract and records template

Contract schedule and records register for checking China e-waste treatment qualifications, handoffs, treatment data, and changes.

Use this template to define a collector's and treatment enterprise's roles, match each covered waste stream to the correct qualification certificate, and retain evidence from handoff through treatment. It is a drafting aid, not an official or mandatory contract form.

Author
Sorena AI
Published
Jul 5, 2026
Updated
Jul 24, 2026
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Publication metadata
Sorena AI
Published Jul 5, 2026
Updated Jul 24, 2026
Overview

Use this template when contracting for collection, storage, transport, repair, refurbishment, or treatment of waste electrical and electronic products in China. State each service separately. If the vendor or a subcontractor will perform treatment, match that work to the legal person, facility, product category, equipment, operating parameters, capacity, and validity on its treatment qualification certificate before the first handoff. This is a drafting aid, not a statutory contract form or legal advice.

Section 1

1. Define the parties, products, and services

The Regulation distinguishes treatment from collection and repair. Treatment includes dismantling; extracting substances for raw material or fuel; physical or chemical processes that reduce the amount of waste or its hazardous constituents; and final placement in a compliant landfill. Repair, refurbishment, and resale as second-hand goods after repair or refurbishment are excluded from that definition.

The Regulation applies to products in the Waste Electrical and Electronic Product Treatment Catalogue. The 2014 catalogue, effective since 1 March 2016, contains 14 classes and gives product-specific definitions and limits. Attach the applicable catalogue class and scope rationale to the contract rather than relying on a broad label such as 'electronics'.

  • Customer: legal name, China entity, sites, contract owner, environmental owner, and the person allowed to approve a waste handoff.
  • Vendor: exact legal-person name, registered address, treatment-facility address, service sites, contract contact, and record contact.
  • Product schedule: catalogue class, product definition and limit, model or asset description, expected condition, forecast quantity, and known hazardous or confidential features.
  • Service schedule: identify collection, storage, transport, repair, refurbishment, dismantling, material or fuel extraction, other physical or chemical treatment, and final disposal separately.
  • Responsibility map: state which party controls each handoff, retains each record, reports an incident, and approves any downstream treatment enterprise.
Section 2

2. Attach and test the treatment qualification

For every party that will treat covered waste, attach the qualification certificate and record the certificate number, issuing authority, issue date, validity period, legal person, legal representative, registered address, treatment-facility address, covered product categories, main facilities and equipment, operating parameters, and treatment capacity. Match these fields to the services and forecast waste streams.

The Licensing Measures prohibit treatment without a qualification, treatment outside the certificate, and providing or entrusting covered waste to an unqualified unit or individual for treatment. The contract should therefore require prior written approval for any downstream treatment party and prohibit treatment until the customer has completed the same certificate check for that party.

  • Qualification schedule: reproduce the certificate fields and identify the copy or authority announcement used for verification, verification date, and verifier.
  • Operating-boundary clause: require all treatment to stay within the stated facility, category, equipment, parameters, capacity, and validity period.
  • Downstream-treatment clause: name each approved treatment enterprise and facility; require prior approval and evidence before adding or changing one.
  • Status clause: require prompt notice of expiry, amendment, fresh application, replacement, suspension, withdrawal, cancellation, lost eligibility, or an authority restriction.
  • Access clause: require the vendor to provide the records reasonably needed to verify the covered handoff and treatment without claiming that the customer replaces regulatory supervision.
  • Stop-work clause: define who blocks a shipment or treatment when qualification evidence is missing, inconsistent, expired, or outside scope.
Section 3

3. Use a shipment-to-treatment records register

Create one register entry for each shipment or controlled batch. Give it a stable identifier and link the customer release, collection, transport, receipt, treatment, outputs, residual destinations, exceptions, and approvals. Name the customer record owner and the vendor record owner. The completed record should show what happened to the specific waste stream and which qualified facility performed the treatment.

These customer-facing fields are recommended contract and audit controls, not a government-issued template. The binding rules separately require the treatment enterprise to maintain a data-information management system, report basic treatment data and related information to the city-level ecology and environment authority, retain basic treatment data for at least three years, conduct routine environmental monitoring, and retain monitoring reports for more than three years.

  • Release: record identifier, customer entity and site, product or asset description, catalogue class, quantity and unit, release date, and approving person.
  • Handoff: collector and transporter, pickup date, origin, destination, vehicle or transport reference where applicable, receiving facility, receipt date, accepted quantity, and discrepancy.
  • Treatment: qualified legal person and facility, certificate number, treatment date, method, equipment or line where relevant, input quantity, and operator record reference.
  • Outputs: recovered materials, products sent for further use or disposal, residual waste, quantity and unit, destination party and facility, handoff date, and supporting record.
  • Exceptions: rejection, loss, damaged load, route change, unplanned subcontracting request, incident, authority action, or mismatch; record the owner, decision, corrective action, and closure evidence.
  • Retention: preserve the contract, scope decision, certificate check, register entry, receipts, treatment evidence, output records, notices, approvals, and review history for the agreed period. Separately require the treatment enterprise to retain basic treatment data for at least three years and monitoring reports for more than three years.
Section 4

4. Add change notices and review triggers

Set a notice period that gives the customer time to stop shipments and reassess the route. The statutory filing deadlines below apply to the treatment enterprise; the contract can require earlier notice. State that affected shipments remain blocked until the customer records a new approval against the changed certificate and route.

Do not draft a clause that treats corporate-group status, a certificate for another facility, or a pending application as permission to treat. The existing certificate must cover the legal person, facility, category, equipment, parameters, capacity, and period in use.

  • Within 15 working days after business-registration changes to the legal-person name, legal representative, or registered address, the treatment enterprise must apply to the original issuing authority to amend the qualification.
  • A fresh application under the original procedure is required before adding a treatment category, building a new treatment facility, altering or expanding an existing facility, or processing more than 20% above the capacity on the certificate.
  • After a regional treatment-plan revision, the original issuing authority reviews enterprises that intend to continue and replaces certificates for those that still qualify.
  • On planned termination, the treatment enterprise must control pollution at the site, properly handle untreated waste, and apply for cancellation within 20 days after taking those measures; the authority performs an on-site inspection before cancellation.
  • Customer review triggers should also include product-scope changes, new waste characteristics, downstream-party changes, route changes, incidents, authority inspections or sanctions, and missing or inconsistent records.
Section 5

5. State what the contract does not prove

A signed contract, certificate copy, collection receipt, or sustainability statement does not prove that a specific batch received qualified treatment. Keep the contract controls linked to the shipment and treatment records.

The qualification and this template do not replace the facility's technical environmental duties. HJ 527-2026 has applied since 1 March 2026 and covers pollution control and environmental management for storage, dismantling, and the use or disposal of treatment outputs. Hazardous waste, transport, occupational safety, state-secret handling, asset write-off, and local rules may add controls for a particular waste stream.

  • Keep China RoHS substance declarations and product marking separate from end-of-life qualification and treatment evidence.
  • For assets involving state secrets, follow the applicable state-secrecy rules; the general e-waste contract does not determine the approved handling route.
  • For a state organ, social organization, enterprise, or public institution disposing of covered assets, confirm whether the national asset write-off procedures referenced by the Regulation apply.
  • Use case-specific legal and environmental review where the product is outside the catalogue, treatment produces hazardous waste, the facility cannot complete treatment, or local requirements are unclear.
Primary sources

References and citations

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