How should teams handle post-incident evidence under NIST SP 800-61 Rev. 3 incident response?
Record investigation actions as they occur and safeguard those records because they can contain exploited-vulnerability details, breach information, or information about users. NIST examples of recording methods include a paper logbook, audio or video recordings, and automatic session monitoring and logging, where the incident-response plan and policy permit them. Limit access to authorized personnel.
Separately collect the incident data and metadata needed to establish the sequence, affected assets, magnitude, and root causes. Preserve integrity and from the original source through export, analysis, transfer, and storage. Identify derived items so a reviewer does not mistake a transformed result, screenshot, or analyst note for the source record.
Rev. 3 says formal gathering and might not be performed for every incident, but it still treats collected incident data as evidence. Decide the handling level from the investigation purpose, possible prosecution or litigation, policy, legal advice, and other applicable requirements. Most routine malware cases may not lead to prosecution, which is NIST's example of why one formal process does not fit every incident.
Apply the organization's -preservation and retention rules. If litigation, prosecution, regulation, contract, insurance, a legal hold, or another authority may affect retention, have the responsible legal or records owner determine the case-specific requirement rather than inventing one from Rev. 3. Record conflicting retention or deletion duties and the approved resolution.
Plan for later access, not only storage. NIST says to consider the cost of retaining the data and the hardware and software needed to access it in the future. Preserve required keys, formats, tools, system versions, and explanatory metadata, or document why continued readability cannot be guaranteed.
- Record who performed each investigation action, when it occurred, and what source or system was affected.
- Preserve integrity and for investigation records, incident data, and metadata; document any transformation, export, transfer, or access that matters to trust in the record.
- Restrict sensitive incident records to authorized personnel and use the protections required by the incident response plan and policy.
- Apply -preservation procedures and retention policies instead of assigning a universal retention period.
- Consider possible prosecution and the future cost and availability of the hardware, software, keys, formats, and expertise needed to read retained data.
- Link each item to the fact, decision, analysis, recovery action, notification assessment, or improvement it supports, and record limitations that affect that use.
- Reassess preservation when the incident's scope, investigation purpose, legal posture, applicable requirement, technology dependency, or disposition authority changes.
Supports preserving investigation records, incident data and metadata, integrity, provenance, authorized access, and policy-based retention.
DOI for the April 2025 incident response publication.
Primary NIST source for the CSF Core, Organizational Profiles, Tiers, and implementation approach.