Artifact GuideEU GDPR

GDPR lawful basis and consent

This page helps document the Article 6 basis for each processing purpose, decide when consent is valid, and keep evidence that survives withdrawal, purpose changes, and record-of-processing review.

Covers consent, contract, legal obligation, vital interests, public task, legitimate interests, Article 7 consent conditions, Article 9 special-category distinction, and RoPA evidence.

Author
Sorena AI
Published
May 9, 2026
Updated
Jul 24, 2026
Sections
5

Structured answer sets in this page tree.

Primary sources
4

Cited legal and guidance references.

Publication metadata
Sorena AI
Published May 9, 2026
Updated Jul 24, 2026
Overview

Choose the GDPR before processing starts and apply it to a specific purpose. Record why the Article 6 condition fits the facts, do not keep an alternative basis in reserve for the same purpose, and run a separate Article 9 check when the processing involves .

Section 1

Article 6 bases to choose from before processing

Article 6 says processing is lawful only if at least one listed basis applies. The six bases are , contractual necessity, legal obligation, vital interests, a public task or official authority, and . The controller must still comply with the GDPR principles, including purpose limitation, data minimisation, fairness, and transparency.

Do not treat as the default. Select the basis from the actual purpose, relationship, and necessity before collection. EDPB consent guidance warns against presenting consent while relying on another basis or retrospectively moving the same processing from consent to when consent is invalid or withdrawn.

  • : use only where the person can make a free, specific, informed, and unambiguous choice for one or more specific purposes.
  • Contract: use where the processing is objectively necessary to perform a contract with the person or take pre-contract steps at that person's request. Putting processing in contract terms does not by itself make it necessary.
  • Legal obligation: use where Union or Member State law imposes a legal duty on the controller and identifies the purpose of the processing; a contract or voluntary policy is not a legal obligation.
  • Vital interests: use where processing is necessary to protect a person's life or another vital interest. Recital 46 says another should normally be unavailable before this basis is used.
  • Public task or official authority: use where Union or Member State law provides the basis for a necessary public-interest task or official authority vested in the controller.
  • : use where the controller or a third party has a specific legitimate interest, the processing is necessary for that interest, and the person's interests, rights, and freedoms do not override it. Public authorities cannot use this basis for processing performed as part of their public tasks.
Section 2

Consent conditions under Article 7

is valid only when the request and the person's action meet GDPR conditions. The controller must be able to demonstrate consent, keep the request distinguishable from other matters, use clear and plain language, inform the person about withdrawal before consent is given, and make withdrawal as easy as giving consent.

requests should be granular by purpose. EDPB guidance treats separate opt-ins, clear purpose descriptions, controller identity, data types, withdrawal information, and a clear affirmative action as central to valid consent.

  • Do not use pre-ticked boxes, silence, inactivity, blanket terms acceptance, or merely continuing to use a service as .
  • Do not bundle unnecessary processing into contract acceptance or make a service conditional on for data that is not necessary for that service.
  • Keep information clear enough for the audience, including the controller identity, each purpose, the data types used, and how withdrawal works.
  • When is collected in a product interface, preserve the version of the request, screen or flow, information shown, timestamp or session evidence, and the action that signaled agreement.
  • When is withdrawn, stop the processing covered by it. Withdrawal does not affect the lawfulness of processing carried out before withdrawal, and it does not automatically require deletion where a separate purpose and require retention.
  • For an information society service offered directly to a child, Article 8 sets age 16 as the default threshold for the child's own . Member State law may lower it to no less than 13; below the applicable age, the holder of parental responsibility must give or authorise consent, and the controller must make reasonable efforts to verify that authority.
  • Refresh or re-collect when the processing changes so much that the original purposes or information no longer cover it. The GDPR sets no fixed expiry period for consent.
Section 3

Apply the three-part legitimate-interests test

Article 6(1)(f) has its own test: identify the controller's or third party's interest, show that the processing is necessary for that interest, and check whether the person's interests or fundamental rights and freedoms override it. The GDPR gives particular weight to a child's interests in this balancing.

should be recorded separately from . A product cannot ask for consent and then silently continue the same purpose under legitimate interests when consent is withdrawn.

  • State the specific interest rather than a broad label such as analytics, fraud, or business improvement.
  • Explain why the personal data and processing operation are necessary for that interest.
  • Record the balancing outcome, including foreseeable effects on the data subject and any safeguards that reduce impact.
  • Escalate where the person is a child, the processing is unexpected, the relationship has a power imbalance, or the processing would continue after an objection. Article 21 requires the controller to stop after an objection unless it demonstrates compelling legitimate grounds that override the person's interests, rights, and freedoms, or the processing is needed for legal claims.
  • Stop direct-marketing processing when the person objects; the compelling-grounds exception does not apply to that objection.
  • Keep the legitimate-interest record linked to the same processing purpose in the RoPA so notices, controls, and evidence do not conflict.
Section 4

Special category data needs a separate Article 9 check

Article 9 is separate from Article 6. If the processing involves personal data revealing racial or ethnic origin, political opinions, religious or philosophical beliefs, or trade union membership, or genetic data, biometric data used for unique identification, health data, or data about sex life or sexual orientation, the Article 9 prohibition must also be addressed.

Explicit under Article 9(2)(a) is only one possible exception. Do not turn every special-category use into a consent workflow when another Article 9 condition is the actual ground or where Union or Member State law affects whether consent can lift the prohibition.

  • First record the Article 6 basis for the processing purpose.
  • Then record whether Article 9 applies and, if it does, which Article 9(2) condition is relied on.
  • Separate ordinary under Article 6(1)(a) from explicit consent under Article 9(2)(a).
  • Do not infer national derogations, healthcare rules, employment rules, or public-interest grounds unless the supporting law is identified in the evidence record.
  • Flag Article 10 separately when criminal-conviction or offence data is involved. It is not , but processing requires control by official authority or authorisation in Union or Member State law with appropriate safeguards.
Recommended next step

Build consent, legitimate-interest, and RoPA evidence from the same cited record

Sorena can help map each processing purpose to an Article 6 basis, identify consent and Article 9 issues, and keep the evidence needed for notices, withdrawal handling, and RoPA review.

Primary sources

References and citations

eur-lex.europa.eu
Referenced sections
  • Article 30 sets records-of-processing requirements and Article 7 requires controllers to demonstrate consent.
"Records of processing activities"
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