What evidence should the response process keep?
Treat the information notice as a controlled legal and evidence process. Maintain a live requirements matrix, give the named individual authority to direct business and technical teams, and escalate immediately when a requirement cannot be met as written or on time.
The response record should cover information held by vendors and overseas teams, data lineage, calculation methods, samples, source preservation, and whether Ofcom can understand any encrypted material. For a data-preservation notice, document how the hold prevents both deliberate alteration and routine irreversible deletion for the required period.
Evidence should show what the manager did, when, with what information, and how the team addressed problems. It cannot determine by itself whether all reasonable steps were taken; that conclusion depends on the full facts.
- Requirements matrix: each question or retention requirement, owner, source system, response format, reviewer, status, and deadline.
- Preservation record: systems, custodians, vendors, backups, automated deletion, hold start, verification, exceptions, and release authority.
- Accuracy record: source-to-answer trace, calculation method, material assumptions, known gaps, technical validation, legal review, and approval.
- Escalation record: blocker, impact, options, decision-maker, contact with Ofcom where appropriate, remediation, and closure evidence.
Current official guidance on statutory information requests, naming, completeness and accuracy, information offences, reasonable steps, and data-preservation notices.
Official provider guidance to respond clearly, completely, accurately, and by the deadline in a statutory information notice.