---
title: "Which EEE is in scope under EU RoHS?"
canonical_url: "https://www.sorena.io/artifacts/eu/rohs-directive/faq/eee-scope"
source_url: "https://www.sorena.io/artifacts/eu/rohs-directive/faq/eee-scope"
author: "Sorena AI"
description: "EU RoHS scope FAQ explaining when a product is electrical and electronic equipment, which Article 2 exclusions to check, and what evidence to keep."
published_at: "2026-05-09"
updated_at: "2026-05-09"
keywords:
  - "EU RoHS EEE scope"
  - "RoHS Article 2 exclusions"
  - "electrical and electronic equipment"
  - "RoHS FAQ"
  - "EU RoHS Directive"
  - "RoHS"
  - "EEE scope"
---
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# Which EEE is in scope under EU RoHS?

EU RoHS scope FAQ explaining when a product is electrical and electronic equipment, which Article 2 exclusions to check, and what evidence to keep.

*FAQ* *EU*

## RoHS FAQ EEE scope under EU RoHS

Under Directive 2011/65/EU, RoHS applies to EEE in Annex I unless an Article 2 exclusion applies. The first test is whether the product needs electric currents or electromagnetic fields for at least one intended function.

Use this page to separate finished EEE, components, cables, consumables, spare parts, professional equipment, and excluded equipment before building the RoHS evidence file.

EU RoHS scope starts with the Directive's EEE definition: equipment is EEE when it is dependent on electric currents or electromagnetic fields to work properly, including when electricity is needed for only one intended function. If the product is EEE, map it to an Annex I category, check the Article 2 exclusions, and then decide whether the substance restrictions, technical documentation, EU declaration of conformity, and CE marking duties apply.

## Which electrical and electronic equipment is in scope under EU RoHS?

A product is in RoHS scope when it meets the Directive's definition of electrical and electronic equipment, falls within one of the Annex I categories, is placed or made available on the EU market, and is not covered by an Article 2(4) exclusion.

The definition is broader than products whose main purpose is electrical. The Commission FAQ explains that a product can be EEE where an electric function is only a minor but intended and integral function, such as a gas cooker with an electrical clock or petrol-powered equipment with an electric spark for ignition.

Do not stop at a broad product label. A finished product, a separately marketed cable, a component sold as a finished EEE product, or a consumable with an EEE constituent can each need its own RoHS scope analysis.

- Start with Article 3: does the product need electric currents or electromagnetic fields for at least one intended function, or generate, transfer, or measure them?
- Confirm the voltage design limit in the EEE definition: not exceeding 1,000 V AC or 1,500 V DC.
- Assign the product to one of the 11 Annex I categories, including category 11 for other EEE not covered by categories 1 to 10.
- Check Article 2(4) exclusions, including large-scale stationary industrial tools, large-scale fixed installations, means of transport except non-type-approved electric two-wheel vehicles, active implantable medical devices, certain photovoltaic panels, business-to-business R&D-only equipment, and pipe organs.
- If the product has both excluded and in-scope uses, treat it as in scope unless the evidence shows it is specifically designed and made available only for an excluded use.

Sources for this answer:

- [Directive 2011/65/EU on restriction of hazardous substances (RoHS)](https://eur-lex.europa.eu/legal-content/EN/TXT/?uri=CELEX%3A02011L0065-20250101&ref=sorena.io) - Primary legal source for the EEE definition, Annex I categories, Article 2 exclusions, Article 4 restriction rule, and manufacturer documentation duties.
- [European Commission - restriction of hazardous substances in electrical and electronic equipment](https://environment.ec.europa.eu/topics/waste-and-recycling/rohs-directive_en?ref=sorena.io) - Commission overview supporting the broad RoHS scope statement that products with an electrical and electronic component must comply unless specifically excluded.
- [European Commission RoHS 2 FAQ key guidance document](https://environment.ec.europa.eu/document/download/e34bb7d9-50dd-4ae2-91a2-a45cdc1692fd_en?filename=FAQ%20key%20guidance%20document%20-%20RoHS.pdf&ref=sorena.io) - Commission FAQ guidance used for practical scope examples on intended electrical functions, multiple-use products, components, cables, consumables, and large-scale exclusions.

## Scope questions that usually change the answer

RoHS scope often turns on how the product is placed on the market, not only on what it contains. The same physical item may be assessed differently if it is sold as a finished EEE product, built into another EEE, sold only as a component for integration, or designed solely for an excluded application.

The Commission FAQ also draws a distinction between electrical parts that are integrated into the product's intended function and detachable EEE that can be separated and used as a fully functional product. That distinction matters for furniture with lighting, cards and boards, consumables, RFID tags, and similar mixed products.

- Finished EEE: if placed on the EU market for direct use by an end user and it meets the EEE definition, assess it under RoHS.
- Components and parts: parts used in finished in-scope EEE must meet Article 4 substance restrictions, including non-electrical parts such as fasteners or plastic cases, but components do not automatically need separate CE marking.
- Cables: cables are generally in RoHS scope unless they belong to EEE or a combination of EEE outside scope; external cables placed on the market separately need their own scope and conformity treatment.
- Consumables: consumables are in scope only where they include an equipment constituent that meets the EEE definition, such as the Commission FAQ's printer-cartridge example.
- Professional or industrial use: RoHS does not generally distinguish consumer from professional EEE, although specific Article 2 exclusions or timing rules may apply.
- Multiple use: EEE with at least one intended in-scope use must comply; excluded-use evidence needs to show the product is made available only for the excluded use.

Sources for this answer:

- [Directive 2011/65/EU on restriction of hazardous substances (RoHS)](https://eur-lex.europa.eu/legal-content/EN/TXT/?uri=CELEX%3A02011L0065-20250101&ref=sorena.io) - Primary legal source for cables, spare parts, homogeneous-material restrictions, economic-operator roles, and the Annex I EEE categories.
- [European Commission RoHS 2 FAQ key guidance document](https://environment.ec.europa.eu/document/download/e34bb7d9-50dd-4ae2-91a2-a45cdc1692fd_en?filename=FAQ%20key%20guidance%20document%20-%20RoHS.pdf&ref=sorena.io) - Commission FAQ guidance supporting the practical treatment of finished products, components, consumables, cables, professional use, and multiple-use equipment.

## Evidence to keep for the EEE scope file

A useful RoHS scope file should let product, quality, procurement, and legal reviewers see why the product is in scope, out of scope, or escalated for interpretation. It should also connect the scope answer to downstream RoHS work: restricted-substance assessment, technical documentation, EU declaration of conformity, CE marking, exemptions, and change control.

If the conclusion relies on an exclusion, keep the facts that prove every condition of that exclusion. For large-scale tools and installations, that means documenting permanence, professional installation and de-installation, intended location, industrial or dedicated use, and the size or complexity indicators used. For specifically designed equipment, keep evidence that it can fulfil its function only as part of excluded or out-of-scope equipment.

- Product identity: model, SKU, configuration, voltage rating, photographs or diagrams, and the EEE function that depends on electricity or electromagnetic fields.
- Market facts: who places it on the EU market, whether it is finished EEE, a component, a cable, a spare part, a consumable, or equipment supplied only for integration.
- Category and exclusion mapping: Annex I category, Article 2(4) exclusion considered, and a short reason for accepting or rejecting each relevant exclusion.
- Material compliance link: BOM, material declarations, restricted-substance matrix, supplier declarations, test or screening records where used, and exemption references where a restricted substance is intentionally relied on.
- Conformity records: technical documentation, EU declaration of conformity fields, CE marking basis, change-control history, and records kept for the 10-year manufacturer retention period after placing EEE on the market.
- Review triggers: new supplier, material or component change, changed intended use, new sales channel, new market placement facts, changed harmonised standard or technical specification, exemption change, or authority request.

Sources for this answer:

- [Directive 2011/65/EU on restriction of hazardous substances (RoHS)](https://eur-lex.europa.eu/legal-content/EN/TXT/?uri=CELEX%3A02011L0065-20250101&ref=sorena.io) - Primary legal source for Article 7 manufacturer obligations, the 10-year technical-documentation and declaration retention rule, and Annex VI declaration fields.
- [European Commission RoHS 2 FAQ key guidance document](https://environment.ec.europa.eu/document/download/e34bb7d9-50dd-4ae2-91a2-a45cdc1692fd_en?filename=FAQ%20key%20guidance%20document%20-%20RoHS.pdf&ref=sorena.io) - Commission FAQ guidance supporting documentation for excluded uses, large-scale exclusions, specifically designed equipment, and case-by-case category decisions.
- [Commission Implementing Decision (EU) 2020/659 on EN IEC 63000](https://data.europa.eu/eli/dec_impl/2020/659/oj?ref=sorena.io) - Official source for the harmonised standard reference used for RoHS technical documentation assessing materials, components, and EEE.

## Common EEE scope mistakes

Most weak RoHS scope records either assume that a product family label answers the legal question, or they cite an exclusion without proving the specific conditions. The scope answer should be a product-specific conclusion tied to the version placed on the EU market.

Avoid treating RoHS as only a finished-product label check. Scope and substance compliance need to be maintained through design, procurement, supplier changes, repair parts, and market-facing documentation.

- Do not treat professional or industrial use as an automatic exclusion; RoHS still applies unless a specific exclusion or timing rule fits.
- Do not assume equipment installed in a building is out of scope merely because it is in a building; the Commission FAQ says buildings are not equipment for the Article 2(4)(c) exclusion.
- Do not use a large-scale fixed installation or large-scale stationary industrial tool exclusion unless the file shows all required criteria, not just size or weight.
- Do not ignore non-electrical components of in-scope EEE; Article 4 applies at homogeneous-material level across the equipment.
- Do not rely on an old supplier declaration after intended use, component, material, supplier, category, exemption, or market-placement facts change.

Sources for this answer:

- [Directive 2011/65/EU on restriction of hazardous substances (RoHS)](https://eur-lex.europa.eu/legal-content/EN/TXT/?uri=CELEX%3A02011L0065-20250101&ref=sorena.io) - Primary legal source for homogeneous-material restrictions, exclusions, and manufacturer change-control duties.
- [European Commission RoHS 2 FAQ key guidance document](https://environment.ec.europa.eu/document/download/e34bb7d9-50dd-4ae2-91a2-a45cdc1692fd_en?filename=FAQ%20key%20guidance%20document%20-%20RoHS.pdf&ref=sorena.io) - Commission FAQ guidance supporting the warnings on professional use, building installations, large-scale exclusions, and components.

## Primary sources

- [Directive 2011/65/EU on restriction of hazardous substances (RoHS)](https://eur-lex.europa.eu/legal-content/EN/TXT/?uri=CELEX%3A02011L0065-20250101&ref=sorena.io) - Primary legal source for the RoHS scope test, EEE definition, Annex I categories, Article 2 exclusions, restricted-substance rule, and manufacturer documentation duties.
  - Quote: "This Directive shall, subject to paragraph 2, apply to EEE falling within the categories set out in Annex I."
- [European Commission - restriction of hazardous substances in electrical and electronic equipment](https://environment.ec.europa.eu/topics/waste-and-recycling/rohs-directive_en?ref=sorena.io) - Commission overview supporting the plain-language scope summary and the list of ten restricted substances in RoHS.
  - Quote: "All products with an electrical and electronic component, unless specifically excluded"
- [European Commission RoHS 2 FAQ key guidance document](https://environment.ec.europa.eu/document/download/e34bb7d9-50dd-4ae2-91a2-a45cdc1692fd_en?filename=FAQ%20key%20guidance%20document%20-%20RoHS.pdf&ref=sorena.io) - Commission FAQ guidance used for practical scope examples covering intended electrical functions, exclusions, large-scale equipment, cables, components, consumables, and multiple-use EEE.
  - Quote: "All equipment that has at least one intended function which is dependent on electric current or electromagnetic fields"
- [Commission Implementing Decision (EU) 2020/659 on EN IEC 63000](https://data.europa.eu/eli/dec_impl/2020/659/oj?ref=sorena.io) - Official source for the RoHS harmonised standard reference used in technical documentation for assessing materials, components, and EEE.
  - Quote: "technical documentation required for assessing materials"

## Topic Guides

- [Are cables in scope of EU RoHS? Cable evidence, CE marking, and DoC FAQ](/artifacts/eu/rohs-directive/faq/cables.md): EU RoHS cable FAQ covering when cables are EEE, how internal and external cables are treated, when separate CE marking and a DoC are needed, and what evidence to keep.
- [Do Components Need EU RoHS Compliance? | RoHS FAQ](/artifacts/eu/rohs-directive/faq/components.md): RoHS FAQ for components in electrical and electronic equipment: substance restrictions, homogeneous materials, CE marking, technical files, exemptions, and supplier evidence.
- [EN IEC 63000 RoHS Technical Documentation](/artifacts/eu/rohs-directive/en-iec-63000-technical-documentation.md): source-linked guide to EN IEC 63000:2018 technical documentation for EU RoHS, including manufacturer duties, evidence records, harmonised-standard status, and file maintenance.
- [EU RoHS Annex III and IV exemptions guide](/artifacts/eu/rohs-directive/annex-iii-and-iv-exemptions.md): How to use, renew, or challenge EU RoHS Annex III and Annex IV exemptions, with Article 5 criteria, timing rules, and evidence requirements.
- [EU RoHS Applicability Test for EEE Scope](/artifacts/eu/rohs-directive/applicability-test.md): Decide whether EU RoHS applies to electrical and electronic equipment, cables, spare parts, exclusions, exemptions, CE marking, and evidence records.
- [EU RoHS CE Marking and Declaration of Conformity](/artifacts/eu/rohs-directive/ce-and-doc.md): source-linked guide to RoHS CE marking, EU Declaration of Conformity, technical documentation, EN IEC 63000, and importer or distributor checks.
- [EU RoHS compliance checklist for EEE](/artifacts/eu/rohs-directive/checklist.md): Checklist for EU RoHS scope, restricted substances, homogeneous materials, exemptions, CE marking, technical documentation, and supplier evidence.
- [EU RoHS Compliance Guide for EEE](/artifacts/eu/rohs-directive/compliance.md): Practical EU RoHS compliance guide for electrical and electronic equipment: scope, restricted substances, exemptions, CE marking, technical documentation, and supplier evidence.
- [EU RoHS Deadlines and Compliance Calendar](/artifacts/eu/rohs-directive/deadlines-and-compliance-calendar.md): source-linked RoHS calendar for scope phase-ins, phthalate dates, exemption renewals, spare-parts cutoffs, EN IEC 63000, CE files, and review triggers.
- [EU RoHS Declarations vs Lab Tests FAQ](/artifacts/eu/rohs-directive/faq/declarations-vs-lab-tests.md): When supplier declarations can support EU RoHS technical documentation, when IEC 62321 lab testing is stronger evidence, and how to document the decision.
- [EU RoHS Directive FAQ: scope, substances, CE marking](/artifacts/eu/rohs-directive/faq.md): Practical EU RoHS Directive FAQ covering EEE scope, Annex II substance limits, cables, spare parts, technical documentation, CE marking, and exemptions.
- [EU RoHS EEE Categories and Open Scope](/artifacts/eu/rohs-directive/eee-categories-and-open-scope.md): Map products to EU RoHS EEE categories, category 11 open scope, Article 2 exclusions, cables, spare parts, and evidence needed for RoHS scope decisions.
- [EU RoHS for medical devices and monitoring equipment](/artifacts/eu/rohs-directive/medical-devices-and-monitoring-equipment.md): RoHS category 8 and 9 guide covering application dates, Annex IV exemptions, phthalates, spare parts, CE marking, declarations, and technical documentation.
- [EU RoHS penalties and fines: Member State sanctions](/artifacts/eu/rohs-directive/penalties-and-fines.md): source-linked guide to EU RoHS penalty exposure: national sanctions, no EU-wide fine table, CE marking misuse, corrective actions, recalls, and evidence records.
- [EU RoHS Phthalates: DEHP, BBP, DBP, DIBP](/artifacts/eu/rohs-directive/phthalates.md): source-linked RoHS guide to DEHP, BBP, DBP, and DIBP: 0.1% homogeneous-material limits, 2019 and 2021 application dates, exemptions, evidence, and testing standards.
- [EU RoHS requirements for EEE, substances, and CE evidence](/artifacts/eu/rohs-directive/requirements.md): Practical EU RoHS requirements guide covering EEE scope, Annex II substance limits, exemptions, technical documentation, EU declaration of conformity, CE marking, and operator evidence.
- [EU RoHS Restricted Substances and Thresholds | Annex II Limits](/artifacts/eu/rohs-directive/restricted-substances-and-thresholds.md): EU RoHS Annex II restricted substances and maximum concentration values by weight in homogeneous materials, including cadmium's 0.01% limit and the 0.1% limits for lead, mercury, hexavalent chromium, PBB, PBDE, DEHP, BBP, DBP, and DIBP.
- [EU RoHS Spare Parts: Repair and Reuse](/artifacts/eu/rohs-directive/spare-parts.md): source-linked RoHS spare-parts guide covering Article 4 repair parts, reused recovered parts, closed-loop conditions, phthalate carve-outs, CE evidence, and cutoff dates.
- [EU RoHS test plan selection workflow](/artifacts/eu/rohs-directive/test-plan-selection-workflow.md): Choose RoHS supplier evidence, EN IEC 63000 technical documentation, and IEC 62321 testing without over-testing or under-documenting restricted substances.
- [How should RoHS lead, mercury, and cadmium exemptions be documented? | RoHS FAQ](/artifacts/eu/rohs-directive/faq/lead-mercury-and-cadmium-exemptions.md): RoHS FAQ on documenting lead, mercury, and cadmium exemptions with Annex III or IV entries, material-level limits, expiry status, supplier evidence, and technical documentation.
- [RoHS BOM evidence intake workflow](/artifacts/eu/rohs-directive/bom-evidence-intake-workflow.md): Build a RoHS BOM evidence intake process for EEE: map parts to homogeneous materials, collect supplier declarations, handle exemptions, and feed EN IEC 63000 technical documentation.
- [RoHS exemption register workflow: expiry, renewal, evidence](/artifacts/eu/rohs-directive/exemption-register-workflow.md): Build a RoHS exemption register that tracks Annex III and IV entries, product scope, expiry dates, renewal status, evidence owners, and Commission source links.
- [RoHS exemptions tracker guide: fields, evidence, gates](/artifacts/eu/rohs-directive/rohs-exemptions-tracker-guide.md): Build a RoHS exemptions tracker for Annex III and IV claims, renewal timing, supplier evidence, EN IEC 63000 documentation, and release decisions.
- [RoHS Exemptions Tracking Register](/artifacts/eu/rohs-directive/exemptions-tracking.md): Track EU RoHS Annex III and IV exemptions by material, component, category, expiry date, renewal status, Article 5 rationale, and evidence record.
- [RoHS Homogeneous Material Definition and Limits](/artifacts/eu/rohs-directive/faq/homogeneous-material.md): Plain-English EU RoHS FAQ on homogeneous materials, Annex II thresholds, coatings, cables, assemblies, and evidence needed for material-level RoHS decisions.
- [RoHS Homogeneous Material Thresholds](/artifacts/eu/rohs-directive/homogeneous-material-thresholds.md): EU RoHS guide to homogeneous material thresholds: 0.1% limits, the 0.01% cadmium limit, material splitting, coatings, samples, exemptions, and technical evidence.
- [RoHS importer checks for imported EEE before EU market placement](/artifacts/eu/rohs-directive/faq/imported-eee.md): Importer-focused RoHS FAQ covering CE marking, EU declaration of conformity, technical documentation availability, importer identity, nonconformity handling, and 10-year DoC retention.
- [RoHS Risk-Based Testing Guide](/artifacts/eu/rohs-directive/risk-based-testing.md): source-linked EU RoHS guide to risk-based testing, EN IEC 63000 documentation, IEC 62321 methods, supplier evidence, and technical-file decisions.
- [RoHS Supplier Change Control Workflow](/artifacts/eu/rohs-directive/supplier-change-control-workflow.md): source-linked EU RoHS supplier change control workflow for part substitutions, material changes, supplier declarations, testing decisions, and technical-file updates.
- [RoHS Supplier Declaration Template](/artifacts/eu/rohs-directive/rohs-supplier-declaration-template.md): source-linked EU RoHS supplier declaration template guidance for collecting material evidence, exemption claims, test records, and EN IEC 63000 technical-file inputs.
- [RoHS Supplier Declarations and Verification Guide](/artifacts/eu/rohs-directive/supplier-declarations-and-verification.md): Build a RoHS supplier evidence file without confusing supplier declarations with manufacturer EU DoC, CE marking, technical documentation, or importer checks.
- [RoHS Supplier Declarations Guide](/artifacts/eu/rohs-directive/supplier-declarations.md): Use RoHS supplier declarations as supporting evidence for BOM, material, exemption, and technical-file reviews without replacing manufacturer EU DoC or CE duties.
- [RoHS technical documentation, EU DoC and CE marking](/artifacts/eu/rohs-directive/technical-documentation-and-ce.md): source-linked guide to RoHS technical documentation, EN IEC 63000 evidence, EU declarations of conformity, CE marking, and manufacturer, importer and distributor duties.
- [RoHS Timeline: practical guide](/artifacts/eu/rohs-directive/timeline.md): EU RoHS Directive guide to Timeline with scope decisions, owner actions, evidence records, source-linked citations, and practical next steps.
- [RoHS vs Batteries Regulation scope comparison](/artifacts/eu/rohs-directive/rohs-vs-batteries-regulation.md): RoHS-focused comparison explaining when RoHS applies to EEE, why batteries sit outside RoHS, and what evidence should not be reused without separate battery-law support.
- [RoHS vs LVD/EMC CE evidence: what belongs in the RoHS file](/artifacts/eu/rohs-directive/rohs-vs-lvd-emc-ce-evidence.md): Compare RoHS substance evidence with separate LVD and EMC CE evidence streams, using RoHS-grounded scope, technical file, DoC, CE marking, exemption, and supplier records.
- [RoHS vs POPs for EEE substance compliance](/artifacts/eu/rohs-directive/rohs-vs-pops.md): Compare EU RoHS and POPs obligations for electrical and electronic equipment: scope, substances, evidence, CE files, exemptions, waste overlap, and source-linked decision rules.
- [RoHS vs REACH for electronics: scope, evidence, overlap](/artifacts/eu/rohs-directive/rohs-vs-reach.md): Compare EU RoHS and REACH for electrical and electronic equipment: scope, restricted substances, evidence, CE marking, exemptions, and overlap decisions.
- [RoHS vs WEEE: EU electronics compliance comparison](/artifacts/eu/rohs-directive/rohs-vs-weee.md): Compare EU RoHS restricted-substance duties with WEEE end-of-life recycling obligations, with RoHS scope, evidence, CE marking, exemptions, and source-linked decision points.
- [RoHS, REACH, POPs, and batteries overlap](/artifacts/eu/rohs-directive/reach-pop-and-batteries-overlap.md): source-linked RoHS comparison guide for separating EEE hazardous-substance restrictions from REACH, POPs, battery, waste, and technical-file workstreams.
- [What do the 0.1% and 0.01% substance limits mean under EU RoHS? | RoHS FAQ](/artifacts/eu/rohs-directive/faq/0-1-and-0-01-limits.md): RoHS FAQ explaining why most Annex II substances use a 0.1% homogeneous-material limit while cadmium uses 0.01%.
- [What should teams do before a RoHS exemption expires? | RoHS FAQ](/artifacts/eu/rohs-directive/faq/exemption-expiry.md): How to handle EU RoHS exemption expiry: confirm the Annex entry, renewal deadline, pending-decision status, fallback plan, and technical-file evidence.
- [When can RoHS spare parts use transition rules? | RoHS FAQ](/artifacts/eu/rohs-directive/faq/spare-parts.md): EU RoHS FAQ on spare parts, repair parts, reused parts, closed-loop B2B reuse, legacy EEE cutoffs, Annex III and IV exemptions, and evidence to keep.

*Recommended next step*

*Placement: after implementation section*

## Turn the RoHS scope answer into a traceable product record

Use the EEE definition, Annex I category, Article 2 exclusion analysis, and product evidence to decide whether the item needs RoHS substance controls, technical documentation, an EU declaration of conformity, and CE marking.

- [Open Research Copilot](/solutions/research-copilot.md): Answer RoHS scope, timing, and interpretation questions with cited outputs.
- [Talk through implementation](/contact.md): Review your scope, evidence model, controls, and next actions.


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