--- title: "China PIPL compliance checklist" canonical_url: "https://www.sorena.io/artifacts/apac/china-privacy-law/checklist" source_url: "https://www.sorena.io/artifacts/apac/china-privacy-law/checklist" author: "Sorena AI" description: "China PIPL compliance checklist covering scope, processing bases, notices, sensitive information, rights, vendors, impact assessments, incidents, and exports." published_at: "2026-07-05" updated_at: "2026-07-24" keywords: - "China PIPL" - "Personal Information Protection Law" - "Data export" - "Standard contract" - "App privacy" --- **[SORENA](https://www.sorena.io/)** - AI-Powered GRC Platform [Home](https://www.sorena.io/) | [Solutions](https://www.sorena.io/solutions) | [Artifacts](https://www.sorena.io/artifacts) | [About Us](https://www.sorena.io/about-us) | [Contact](https://www.sorena.io/contact) | [Portal](https://app.sorena.io) --- # China PIPL compliance checklist China PIPL compliance checklist covering scope, processing bases, notices, sensitive information, rights, vendors, impact assessments, incidents, and exports. *Privacy* *China* ## China Privacy Law PIPL compliance checklist For each processing activity, record the purpose, data, people, role, Article 13 basis, recipients, retention, security measures, higher-risk triggers, and any overseas transfer before launch. Build the checklist around each processing activity, not around one privacy policy. Record who decides the purpose and method, what personal information is used, which Article 13 basis applies, who receives it, how long it is kept, and whether sensitive information, automated decisions, entrusted processing, public disclosure, or an overseas transfer triggers extra duties. ## 1. Establish scope, roles, purpose, and basis PIPL applies to processing personal information in China. It also applies to specified processing outside China when the purpose is to offer products or services to people in China or to analyze or assess their behavior. A personal information processor is the organization or person that independently decides the processing purpose and method. For every activity, document one Article 13 condition before processing. Consent is one condition, but the law also recognizes necessity for an individual's contract, qualifying human-resources management, legal duties, specified emergencies, public-interest news or supervision, legally public information within the permitted scope, and other conditions set by law or administrative regulation. - Scope owner: record whether processing occurs in China or meets an Article 3 overseas test. Preserve the facts supporting the conclusion. - Data owner: distinguish personal information from genuinely anonymized information, which PIPL excludes. Treat de-identified information as personal information while re-identification remains possible. - Business and privacy owners: state the specific purpose, direct relationship between data and purpose, minimum data set, and shortest necessary retention period unless another law or administrative regulation requires longer retention. - Legal and procurement owners: identify the personal information processor, any joint processor, entrusted processor, independent recipient, and overseas recipient. The contract and notice duties differ by role. - Overseas processor: if Article 3(2) applies, establish a dedicated institution or appoint a representative in China and file the required details with the authority responsible for personal information protection. Sources for this answer: - [PRC Personal Information Protection Law](https://www.cac.gov.cn/2021-08/20/c_1631050028355286.htm?ref=sorena.io) - Articles 3-6, 13, 19-21, 53, and 72 establish territorial scope, exclusions, processing conditions, minimization and retention, role duties, and the China representative requirement. ## 2. Implement the processing controls Give the Article 17 notice before processing in a prominent, clear, accurate, and complete form. When relying on consent, make it informed, voluntary, and explicit, provide a convenient withdrawal method, and obtain new consent if the purpose, method, or personal-information categories change. Sensitive personal information needs a specific purpose, sufficient necessity, strict protection measures, a notice explaining necessity and impact, and separate consent unless another legal rule controls. Information about a child under 14 is sensitive; obtain the parent or other guardian's consent and use dedicated processing rules. - Product owner: verify that refusal or withdrawal does not block the product or service unless the disputed processing is necessary to provide it. - Rights owner: provide a convenient request channel for access, copy, correction, supplementation, deletion, explanation of processing rules, and any transfer request that meets conditions set by the CAC. Give reasons when refusing a request. - Security owner: maintain internal rules, data classification, appropriate encryption or de-identification, least-necessary access, staff training, and an incident plan. - Procurement owner: put Article 21 purpose, term, method, data categories, protection measures, rights, duties, return or deletion, supervision, and sub-entrustment controls in entrusted-processing arrangements. - Privacy owner: complete a PIPIA before processing sensitive information, automated decision-making, entrusted processing, transfers to another processor, public disclosure, overseas transfers, or other processing with a major effect on individual rights. Keep the assessment and processing record for at least three years. - Governance owner: conduct periodic compliance audits. A processor handling personal information of 1 million or more people must designate a personal information protection officer, publish the officer's contact details, and report the officer's information to the competent municipal cyberspace administration within 30 working days after reaching the threshold. Report a material change within 30 working days. Measure this threshold against the current number of people whose personal information the processor handles; a calendar-year data-export count does not determine it. Sources for this answer: - [PRC Personal Information Protection Law](https://www.cac.gov.cn/2021-08/20/c_1631050028355286.htm?ref=sorena.io) - Articles 14-17, 21, 28-31, 44-57, and 59 establish notice, consent, sensitive-information, rights, security, audit, PIPIA, incident, and entrusted-processor controls. - [CAC Notice on Personal Information Protection Officer Reporting](https://www.cac.gov.cn/2025-07/18/c_1754553420421538.htm?ref=sorena.io) - Sets the 1-million-person officer-reporting threshold, the 30-working-day deadlines after reaching the threshold or making a material change, the municipal reporting authority, and the online reporting route. ## 3. Complete special app, incident, and export checks For an app, map each basic function to the official app-category rules. A provider may not refuse the app's basic function because a user declines personal information that is not necessary for that function. Other PIPL duties still apply to information that falls within the category table. For an overseas transfer, first identify important data and CIIO status, then apply the 22 March 2024 exemptions and current-year volume bands. An exemption from the security assessment, standard contract, or certification mechanism does not erase PIPL notice, separate-consent, PIPIA, security, or overseas-recipient protection duties where those duties apply. - Incident lead: if personal information has been or may have been leaked, altered, or lost, take remedial measures immediately and notify the responsible authority and affected people with the Article 57 content. PIPL gives no fixed hour-based deadline. - Export owner: record data source, destination, recipient, important-data status, CIIO status, sensitive and non-sensitive counts from 1 January of the current year, exemption analysis, selected route, and change triggers. - Standard-contract owner: use the CAC form without conflicting clauses, complete the export PIPIA, allow the contract to take effect before export, and file the contract and assessment with the provincial CAC within 10 working days after effectiveness. - Assessment owner: where a security assessment applies, complete the risk self-assessment and prepare the application, legal instrument, and supporting materials. The current assessment result lasts three years, subject to change-trigger rules and a possible three-year extension. Sources for this answer: - [PRC Personal Information Protection Law](https://www.cac.gov.cn/2021-08/20/c_1631050028355286.htm?ref=sorena.io) - Articles 38-40, 55-57 establish overseas-transfer safeguards, notice and separate consent, PIPIA, and incident response. - [Provisions on Promoting and Regulating Cross-border Data Flow](https://www.cac.gov.cn/2024-03/22/c_1712776611775634.htm?ref=sorena.io) - Articles 2-10 establish important-data treatment, exemptions, current-year thresholds, route bands, three-year assessment validity, and continuing PIPL duties. - [Measures for the Standard Contract for Personal Information Export](https://www.cac.gov.cn/2023-02/24/c_1678884830036813.htm?ref=sorena.io) - Articles 5-8 establish the export PIPIA, CAC form, contract effectiveness, 10-working-day filing, and refiling triggers, subject to the controlling 2024 provisions. - [Necessary Personal Information Scope for Common Types of Mobile Apps](https://www.cac.gov.cn/2021-03/22/c_1617990997054277.htm?ref=sorena.io) - Defines basic functions and necessary personal information for 39 common app categories and prohibits denial of a basic function for refusal of non-necessary information. *Put the requirement into practice* *Placement: Before primary sources* ## Prepare the PIPL and data export evidence file Assign owners, implement controls, and keep the evidence behind each PIPL checklist decision. - [Map official sources to evidence](/solutions/research-copilot.md): Research Copilot connects the official citation, decision, owner, retained evidence, and change history. - [Review the China route](/contact.md): Check the China Privacy Law scope decision and unresolved launch questions with Sorena. ## Primary sources - [PRC Personal Information Protection Law](https://www.cac.gov.cn/2021-08/20/c_1631050028355286.htm?ref=sorena.io) - Binding source for territorial scope, processing bases, notice and consent, sensitive information, rights, processor duties, security, PIPIA, incidents, and overseas transfers. - [Measures for the Standard Contract for Personal Information Export](https://www.cac.gov.cn/2023-02/24/c_1678884830036813.htm?ref=sorena.io) - Binding measure for the CAC standard-contract form, export PIPIA, contract effectiveness, filing within 10 working days, and refiling triggers, as modified by the 2024 provisions. - [Measures for Security Assessment of Data Export](https://www.cac.gov.cn/2022-07/07/c_1658811536396503.htm?ref=sorena.io) - Binding measure for security-assessment preparation, filing materials, review, legal-instrument content, and reassessment triggers, as modified by the 2024 provisions. - [Provisions on Promoting and Regulating Cross-border Data Flow](https://www.cac.gov.cn/2024-03/22/c_1712776611775634.htm?ref=sorena.io) - Controlling current source for export exemptions, route thresholds, three-year assessment validity, and conflicts with the older assessment and standard-contract measures. - [Necessary Personal Information Scope for Common Types of Mobile Apps](https://www.cac.gov.cn/2021-03/22/c_1617990997054277.htm?ref=sorena.io) - Official source for the 39 common app categories, their basic functions, necessary personal information, and the no-refusal rule. - [Mobile Internet Application Information Service Management Provisions](https://www.cac.gov.cn/2022-06/14/c_1656821626455324.htm?ref=sorena.io) - Use for app provider and app distribution platform governance, content/security/data duties, platform filing and verification, and 1 August 2022 effective date. - [CAC Notice on Personal Information Protection Officer Reporting](https://www.cac.gov.cn/2025-07/18/c_1754553420421538.htm?ref=sorena.io) - Current officer-reporting threshold, 30-working-day event and change deadlines, reporting authority, and online route. ## Related Topic Guides - [App minimum necessary personal information by category](/artifacts/apac/china-privacy-law/app-minimum-necessary-personal-information-by-category.md): App category mapping page for common mobile app necessary personal information scope, using only categories supported by the official source. - [China app personal information minimization](/artifacts/apac/china-privacy-law/app-personal-information-minimization.md): How to map app category, basic functions, and necessary personal information under China mobile app personal-information rules. - [China data export security assessment workflow](/artifacts/apac/china-privacy-law/data-export-security-assessment-workflow.md): Workflow for screening data export security assessment triggers, materials, owners, and evidence records. - [China personal information cross-border transfer routes](/artifacts/apac/china-privacy-law/cross-border-transfer-routes.md): Compare China's current data-export exemptions, CAC security assessment, standard contract, and personal information protection certification routes. - [China personal information standard contract filing workflow](/artifacts/apac/china-privacy-law/standard-contract-filing-workflow.md): Workflow for the PIPL standard contract route, assessment, filing package, and cited evidence. - [China PIPL deadlines and compliance calendar](/artifacts/apac/china-privacy-law/deadlines-and-compliance-calendar.md): Calendar China PIPL effective dates, recurring audits, privacy-officer reporting, impact-assessment retention, and data export filing and renewal deadlines. - [China PIPL penalties and enforcement exposure](/artifacts/apac/china-privacy-law/penalties-and-fines.md): Understand PIPL corrective orders, serious-violation fines, responsible-person exposure, civil claims, public-interest actions, and data export enforcement. - [China PIPL privacy notice and consent checklist](/artifacts/apac/china-privacy-law/privacy-policy-and-consent-checklist.md): China PIPL checklist for privacy notices, valid consent, separate consent, sensitive information, children under 14, withdrawal, and rights requests. - [China PIPL requirements](/artifacts/apac/china-privacy-law/requirements.md): China PIPL requirements from scope and processing basis through notices, rights, security, impact assessments, incidents, vendors, and data exports. - [China PIPL vs CCPA/CPRA: Requirements Compared](/artifacts/apac/china-privacy-law/china-pipl-vs-ccpa-cpra.md): Compare PIPL and CCPA/CPRA scope, consent and opt-out rules, rights, assessments, data exports, breach duties, and penalties. - [China PIPL vs EU GDPR: Requirements Compared](/artifacts/apac/china-privacy-law/china-privacy-law-vs-gdpr.md): Compare PIPL and GDPR scope, roles, legal bases, rights, impact assessments, breach deadlines, international transfers, and penalties. - [China PIPL vs Singapore PDPA: Requirements Compared](/artifacts/apac/china-privacy-law/china-privacy-law-vs-singapore-pdpa.md): Compare PIPL and Singapore PDPA scope, roles, consent alternatives, rights, breach duties, overseas transfers, and penalties. - [China Privacy Law FAQ](/artifacts/apac/china-privacy-law/faq.md): Practical answers on China's PIPL: scope, legal bases, sensitive information, separate consent, vendors, PIPIA records, app minimization, and export routes. - [How should vendor contracts handle entrusted processing under PIPL?](/artifacts/apac/china-privacy-law/faq/how-should-vendor-contracts-handle-entrusted-processing.md): A PIPL entrusted-processing contract must define the purpose, duration, method, personal-information categories, safeguards, and both parties' duties. See the required terms and supporting records. - [Is PIPL the same as GDPR?](/artifacts/apac/china-privacy-law/faq/is-pipl-the-same-as-gdpr.md): No. China's PIPL and the EU GDPR overlap on core privacy controls, but differ in territorial scope, legal bases, roles, sensitive data, impact assessments, and transfer routes. - [PIPL automated decision-making and personalized recommendations](/artifacts/apac/china-privacy-law/automated-decision-making-and-personalized-recommendations.md): PIPL checks for automated decisions, personalized recommendations, marketing, differential treatment, explanations, refusal rights, and impact assessments. - [PIPL breach response and notification](/artifacts/apac/china-privacy-law/breach-response-and-notification.md): PIPL incident workflow for immediate remediation, authority and individual notices, the narrow individual-notice exception, vendor coordination, and evidence. - [PIPL cross-border transfer route selector](/artifacts/apac/china-privacy-law/pipl-cross-border-transfer-route-selector.md): Step-by-step selector for China's data-export exemptions, CAC security assessment, standard contract, and personal information protection certification. - [PIPL entrusted processing and vendor contracts](/artifacts/apac/china-privacy-law/entrusted-processing-and-vendor-contracts.md): How to document entrusted processing, vendor responsibilities, contract controls, and evidence under PIPL. - [PIPL impact assessment template](/artifacts/apac/china-privacy-law/personal-information-protection-impact-assessment-template.md): Template fields for a China personal information protection impact assessment and export/entrusted-processing evidence. - [Sensitive personal information and separate consent under PIPL](/artifacts/apac/china-privacy-law/sensitive-personal-information-and-separate-consent.md): How to identify sensitive PI triggers, separate consent, minors, additional safeguards, and evidence records. - [What counts as sensitive personal information in China?](/artifacts/apac/china-privacy-law/faq/what-counts-as-sensitive-personal-information-in-china.md): PIPL uses a harm-based test for sensitive personal information and lists examples such as biometrics, health, financial accounts, location traces, and all personal information of children under 14. - [What is separate consent under PIPL?](/artifacts/apac/china-privacy-law/faq/what-is-separate-consent-under-pipl.md): Separate consent under China's PIPL is a distinct consent for a specified processing activity. See when it applies, what notice must come first, and what evidence to keep. - [What records should we keep for a PIPL impact assessment?](/artifacts/apac/china-privacy-law/faq/what-records-should-we-keep-for-a-pipl-impact-assessment.md): A PIPL impact-assessment file should preserve the Article 55 trigger, processing facts, Article 56 analysis, safeguards, decision, and processing record for at least three years. - [What should an app collect as necessary personal information in China?](/artifacts/apac/china-privacy-law/faq/what-should-an-app-collect-as-necessary-personal-information.md): Match the app's basic function to China's 2021 rules and collect no more than the listed necessary personal information. Users must retain the basic function if they decline non-necessary data. - [When can a company use the China standard contract route?](/artifacts/apac/china-privacy-law/faq/when-can-a-company-use-the-china-standard-contract-route.md): Use China's standard contract route only after applying the 2024 exemptions and confirming that no CAC security assessment is required. See current thresholds, filing steps, and change triggers. - [When does a China PIPL security assessment apply?](/artifacts/apac/china-privacy-law/faq/when-does-a-china-pipl-security-assessment-apply.md): A CAC data export security assessment applies to CIIO exports, important data, and specified high-volume personal-information exports after the 2024 exemptions are applied. --- [Privacy Policy](https://www.sorena.io/privacy.md) | [Terms of Use](https://www.sorena.io/terms-of-use.md) | [DMCA](https://www.sorena.io/dmca.md) | [About Us](https://www.sorena.io/about-us.md) (c) 2026 Sorena AB (559573-7338). 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