---
title: "China E-Waste Law FAQ"
canonical_url: "https://www.sorena.io/artifacts/apac/china-e-waste-law/faq"
source_url: "https://www.sorena.io/artifacts/apac/china-e-waste-law/faq"
author: "Sorena AI"
description: "China e-waste FAQ covering treatment-catalogue scope, actor duties, qualified treatment, operator records, and the boundary with China RoHS."
published_at: "2026-07-05"
updated_at: "2026-07-25"
keywords:
  - "China e-waste"
  - "WEEE"
  - "Waste electrical and electronic products"
  - "Product compliance"
---
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# China E-Waste Law FAQ

China e-waste FAQ covering treatment-catalogue scope, actor duties, qualified treatment, operator records, and the boundary with China RoHS.

*FAQ* *China*

## China E-Waste Law FAQ

Start with two questions: is the discarded product in the national treatment catalogue, and is the activity legally defined treatment rather than repair or refurbishment?

Then identify each actor. Producers and importers, sellers and repairers, collectors, and treatment enterprises have different duties and evidence.

Start with two questions: is the discarded product in the Waste Electrical and Electronic Product Treatment Catalogue, and is the activity legally defined treatment rather than repair or refurbishment? Then identify each actor. The answers below separate producer and importer duties, collection and transfer duties, qualified treatment, operator records, and China RoHS.

## Definitions

### Waste Electrical and Electronic Product Treatment Catalogue

The catalogue is the national list that brings specified discarded product categories within the State Council e-waste regulation. The 2014 edition, effective since 1 March 2016, contains 14 categories and category-specific definitions or limits. A product's electrical or electronic function does not by itself establish coverage.

**Why it matters here:** Use the full catalogue entry for the exact model. Catalogue coverage is the first scope test before assigning recovery, transfer, treatment, or qualification duties.

Sources:

- [Waste Electrical and Electronic Product Treatment Catalogue (2014 Edition)](https://www.ndrc.gov.cn/xxgk/zcfb/gg/201502/W020190905485475610247.pdf?ref=sorena.io)
- [Regulation on Recovery and Disposal of Waste Electrical and Electronic Products, Article 3](https://www.mee.gov.cn/ywgz/fgbz/xzfg/201909/t20190918_734319.shtml?ref=sorena.io)

### Treatment under the e-waste regulation

**Term:** Treatment

Treatment means dismantling; extracting substances for raw material or fuel; using physical or chemical change to reduce waste quantity or hazardous constituents; or final placement in an environmentally compliant landfill. It excludes repair, refurbishment, and reuse as second-hand goods after repair or refurbishment.

**Why it matters here:** A collector needs the treatment qualification only if it performs one of the regulated treatment activities. Commercial descriptions such as recycler, recovery provider, or circularity partner do not decide the legal classification.

Sources:

- [Regulation on Recovery and Disposal of Waste Electrical and Electronic Products, Article 2](https://www.mee.gov.cn/ywgz/fgbz/xzfg/201909/t20190918_734319.shtml?ref=sorena.io)

### Electrical and electronic product producer

**Term:** producer

The regulation assigns the producer duties relating to product pollution control, design and material choices, hazardous-substance and recovery information, and encouraged collection. The regulation separately names the consignee or agent for imported products rather than treating every seller or brand owner as the producer.

**Why it matters here:** Identify the China entity that actually performs the legally named role. Producer collection is encouraged, not stated as a general mandatory take-back duty, and treatment-fund collection stopped on 1 January 2024.

Sources:

- [Regulation on Recovery and Disposal of Waste Electrical and Electronic Products, Articles 7 and 10-11](https://www.mee.gov.cn/ywgz/fgbz/xzfg/201909/t20190918_734319.shtml?ref=sorena.io)
- [Announcement on cessation of the Waste Electrical and Electronic Product Treatment Fund](https://szs.mof.gov.cn/zt/mlqd_8464/zcgd/202401/t20240118_3926323.htm?ref=sorena.io)

### Import consignee or its agent

**Term:** import consignee or agent

For imported electrical and electronic products, the regulation names the consignee or its agent alongside domestic producers for the product pollution-control, design, material, and product-information duties. The legal entity named in the import transaction must be identified from the actual customs and contractual facts.

**Why it matters here:** Do not assign import duties from a brand name alone. Record the consignee or agent for the shipment and keep that role separate from seller, collector, and treatment-enterprise roles.

Sources:

- [Regulation on Recovery and Disposal of Waste Electrical and Electronic Products, Articles 7 and 10](https://www.mee.gov.cn/ywgz/fgbz/xzfg/201909/t20190918_734319.shtml?ref=sorena.io)

### Qualified treatment enterprise

**Term:** treatment enterprise

A treatment enterprise is an enterprise authorized to treat catalogue-listed waste electrical and electronic products. Its qualification certificate specifies the legal person, treatment facility, covered categories, main equipment and operating parameters, capacity, validity period, issue date, and certificate number.

**Why it matters here:** Collected covered waste must reach a qualified treatment enterprise unless the collector holds the qualification for its own treatment. Verify every relevant certificate field before shipment or treatment.

Sources:

- [Regulation on Recovery and Disposal of Waste Electrical and Electronic Products, Articles 6, 11-12 and 22](https://www.mee.gov.cn/ywgz/fgbz/xzfg/201909/t20190918_734319.shtml?ref=sorena.io)
- [Qualification Licensing Measures, Articles 11 and 16](https://www.mee.gov.cn/gzk/gz/202112/t20211210_963734.shtml?ref=sorena.io)

### Former waste electrical and electronic product treatment fund

**Term:** treatment fund

The regulation created a treatment fund financed by domestic producers and import consignees or agents to subsidize eligible treatment. A later four-ministry announcement stopped collecting the fund on 1 January 2024 and ended the former fund subsidy for products treated from that date. Central special funding replaced that support route; it is not a continuing producer or importer levy.

**Why it matters here:** Do not list treatment-fund payment as a current operational duty for periods from 1 January 2024. Historical liabilities and records for earlier periods remain a separate question.

Sources:

- [Announcement on cessation of the Waste Electrical and Electronic Product Treatment Fund](https://szs.mof.gov.cn/zt/mlqd_8464/zcgd/202401/t20240118_3926323.htm?ref=sorena.io)
- [Regulation on Recovery and Disposal of Waste Electrical and Electronic Products, Article 7](https://www.mee.gov.cn/ywgz/fgbz/xzfg/201909/t20190918_734319.shtml?ref=sorena.io)

### China RoHS hazardous-substance regime

**Term:** China RoHS

China RoHS is the product-facing regime under the Measures for the Administration of the Restricted Use of Hazardous Substances in Electrical and Electronic Products. It addresses hazardous-substance restriction, marking and disclosure, environmental protection use periods, and conformity assessment for products in the applicable compliance-management catalogue.

**Why it matters here:** China RoHS and the e-waste regulation can apply to the same model, but they answer different questions. A China RoHS file does not prove end-of-life catalogue coverage, treatment qualification, or batch treatment.

Sources:

- [Measures for the Administration of the Restricted Use of Hazardous Substances in Electrical and Electronic Products](https://www.miit.gov.cn/jgsj/zfs/gzdt/art/2020/art_26714a290ac8407fb6df9eb816c2596f.html?ref=sorena.io)

## Browse sub-FAQ modules

### [How is China e-waste different from China RoHS?](/artifacts/apac/china-e-waste-law/faq/how-is-china-e-waste-different-from-china-rohs.md)

China e-waste rules govern catalogued products at end of life. China RoHS governs hazardous-substance controls, marking, disclosure, and catalogue-based conformity assessment.

- 2 items

### [What records should a producer keep for e-waste recovery and disposal?](/artifacts/apac/china-e-waste-law/faq/what-records-should-a-producer-keep-for-e-waste-recovery-and-disposal.md)

Separate the producer's own China e-waste evidence from records that the qualified treatment enterprise must keep for at least three years.

- 2 items

### [When does a disposal operator need a waste electrical product qualification permit?](/artifacts/apac/china-e-waste-law/faq/when-does-a-disposal-operator-need-a-waste-electrical-product-qualification-permit.md)

An enterprise needs a treatment qualification before treating products in China's e-waste Treatment Catalogue, subject to the Regulation's narrow centralized-site provision.

- 2 items

Browse all indexed questions: [/artifacts/apac/china-e-waste-law/faq/items](/artifacts/apac/china-e-waste-law/faq/items.md)

## Most China e-waste rules questions start with scope

The Regulation applies to recovery, treatment, and related activities for discarded electrical and electronic products listed in the national Waste Electrical and Electronic Product Treatment Catalogue. Catalogue coverage is therefore a product-specific threshold; do not treat every electrical product as covered without checking the applicable catalogue entry.

Treatment means dismantling; extracting materials for use as raw materials or fuel; changing physical or chemical characteristics to reduce the amount of waste or reduce or eliminate hazardous constituents; or final placement in an environmentally compliant landfill. Repair, refurbishment, and resale as second-hand goods after repair or refurbishment fall outside that definition, although repaired goods have separate safety and second-hand marking requirements.

After scope, assign roles. A producer and an import consignee or agent have design, material, and product-information duties under the Regulation. The former treatment fund stopped being collected on 1 January 2024, so fund payment is not a current duty for later periods. Sellers, repairers, and after-sales providers must display recovery and treatment information at their business premises. Collectors that lack a treatment qualification must transfer covered waste to a qualified treatment enterprise. Treatment enterprises need the qualification and must meet operating, monitoring, reporting, and recordkeeping rules.

- Is the exact product family in the applicable official treatment catalogue?
- Is the activity collection, repair, refurbishment, resale, or legally defined treatment?
- Which entity is the producer, import consignee or agent, seller or repairer, collector, transporter, and treatment enterprise?
- Does the treatment qualification certificate cover the actual legal person, facility, category, equipment and parameters, capacity, and validity period?
- Which statutory records and practical chain-of-custody evidence will show what happened?

Sources for this answer:

- [Regulation on Recovery and Disposal of Waste Electrical and Electronic Products](https://www.mee.gov.cn/ywgz/fgbz/xzfg/201909/t20190918_734319.shtml?ref=sorena.io) - Articles 2-3 define treatment and catalogue scope; Articles 7 and 10-17 allocate fund, information, collection, transfer, monitoring, reporting, and recordkeeping duties.
- [Qualification Licensing Measures for Waste Electrical and Electronic Product Disposal](https://www.mee.gov.cn/gzk/gz/202112/t20211210_963734.shtml?ref=sorena.io) - Articles 7-20 cover licensing conditions, certificate contents, changes, permitted operations, supervision, monitoring reports, and treatment data.
- [Announcement on cessation of the Waste Electrical and Electronic Product Treatment Fund](https://szs.mof.gov.cn/zt/mlqd_8464/zcgd/202401/t20240118_3926323.htm?ref=sorena.io) - Stopped collection of the treatment fund on 1 January 2024 and ended the former fund subsidy for products treated from that date.

## How to use the FAQ answers

For a product-specific decision, retain the catalogue entry and version, the role analysis, the treatment qualification check, and the handoff evidence. Keep statutory operator records separate from recommended customer due diligence: the treatment enterprise, not every producer, must keep basic treatment data and monitoring reports for at least three years.

China RoHS and the e-waste Regulation can both apply to one product. China RoHS governs hazardous-substance controls, marking, environmental protection use period, and the conformity-assessment route for products in its compliance-management catalogue. The e-waste Regulation governs catalogued products when they become waste, while also requiring producer or importer information about hazardous substances and recovery or treatment.

- Check the exact product against the applicable treatment catalogue.
- Classify the activity as collection, repair, refurbishment, second-hand resale, transport, or treatment.
- Assign each legal entity's producer, importer, seller, repairer, collector, transporter, and treatment role.
- Match the treatment qualification certificate to the actual operator, facility, category, process, capacity, and validity period.
- Retain contracts and chain-of-custody records that connect collection to the qualified treatment route.
- Confirm who holds the statutory treatment data and monitoring reports and how the contracting party can obtain evidence when needed.

### Which discarded products fall under China's e-waste regulation?

The regulation applies when the discarded product matches an entry in the Waste Electrical and Electronic Product Treatment Catalogue. The 2014 edition, effective since 1 March 2016, lists 14 categories: refrigerators, room air conditioners, range hoods, washing machines, electric and gas water heaters, printers, copiers, fax machines, televisions, monitors, microcomputers, mobile communication handsets, and telephone sets. Several entries contain boundaries: refrigerators are limited to volume <=800 litres, room air conditioners to cooling output <=14,000 W, washing appliances to dry-clothes capacity <=10 kg, and printers and copiers to a format smaller than A2 at <=80 pages per minute. Check the complete entry and model facts rather than relying on the category name.

### Does repair or refurbishment require a treatment qualification?

Not by itself. The regulation excludes repair, refurbishment, and reuse as second-hand goods after repair or refurbishment from treatment. Treatment instead includes dismantling, extracting substances for raw material or fuel, physical or chemical hazard-reduction processes, and compliant final landfill placement. If one return stream splits, document which units were repaired and which were dismantled or otherwise treated. A collector or repairer that also performs treatment needs the qualification for that treatment activity.

### Must a producer take back every covered product?

The State Council regulation encourages a producer to collect discarded products itself or through sellers, repairers, after-sales providers, or collectors; it does not state a general mandatory producer take-back duty. Separate duties still apply: producers and the named import consignee or agent must meet the product pollution-control, design, material, and information requirements, while collected covered waste must reach a qualified treatment enterprise.

### Is the producer or importer still required to pay the treatment fund?

No current fund collection applies for periods from 1 January 2024. The four-ministry cessation announcement stopped collection on that date and ended the former fund subsidy for products treated from that date. The State Council regulation still contains the original fund framework, but the later announcement controls the current collection position. Historical liabilities and records for periods before 2024 require a separate period-specific check.

### When does a collector need a treatment qualification?

Collection alone does not trigger the treatment qualification. A collector needs the qualification if it dismantles covered products, extracts substances for material or fuel use, applies physical or chemical processes to reduce waste or hazardous constituents, or performs final landfill placement. A collector without that qualification must transfer collected covered waste to a qualified treatment enterprise.

### What should be checked on a treatment qualification certificate?

Match the certificate to the actual legal person and treatment-facility address, then check the covered catalogue categories, main facilities and equipment, operating parameters, treatment capacity, validity period, issue date, and certificate number. A certificate for another facility or group company does not establish permission. Adding a category, building a new facility, altering or expanding a facility, or operating more than 20% above certified capacity requires a fresh application under the original procedure.

### How does a treatment enterprise apply, and how long does the authority have?

The enterprise applies in writing to the ecology and environment authority for the city divided into districts where the treatment facility is located. It must show lawful establishment, enterprise legal-person and general value-added-tax taxpayer status, consistency with the regional treatment development plan, suitable sites, storage and treatment equipment, pollution controls, data systems, emergency arrangements, and qualified personnel. After accepting the application, the authority must publicize the relevant information within three working days, allow at least ten working days for public comment, verify comments, review the file, conduct an on-site inspection, and decide within 60 days. Treatment cannot begin until the qualification is issued.

### When must a treatment qualification be amended, replaced, or cancelled?

A changed legal-person name, legal representative, or registered address must be submitted to the original issuing authority for amendment within 15 working days after the business-registration change. Adding a treatment category, building a new facility, altering or expanding an existing facility, or treating more than 20% above certified capacity requires a fresh application under the original procedure. After a regional treatment-plan revision, the authority reviews operators that intend to continue and replaces certificates for those that still qualify. On closure, the operator must control site pollution, handle untreated waste, apply for cancellation within 20 days after taking those measures, and complete the required site environmental investigation and risk assessment.

### Does an industrial park or shared recycling site avoid the qualification requirement?

No. Article 34 creates a narrow route for a centralized treatment site approved by a provincial people's government. The site must have complete centralized pollution-treatment facilities, meet national or local emission and solid-waste pollution-control technical standards, comply with the regulation, and align with industrial-zone, land-use, and urban-rural planning. An industrial-park address, recycling cluster, or shared facility does not establish this exception.

### What must an institution do when discarding covered equipment?

An organ, organization, enterprise, public institution, or similar unit must hand covered discarded equipment to a qualified treatment enterprise and follow the applicable state asset-write-off procedure. Equipment involving state secrets follows separate secrecy rules. The institution should retain the asset identity, approval or write-off record, qualified destination, transfer and receipt evidence, and any required secrecy handling without treating those practical records as a nationally prescribed handoff form.

### What can happen if covered treatment or operator records do not comply?

Unqualified treatment can lead to an order to stop operations or close, confiscation of illegal proceeds, and a CNY 50,000-500,000 fine. A treatment enterprise that lacks the required data-information system, fails to report, reports false information, or misses the basic-data retention period can be ordered to correct and may be fined up to CNY 50,000. The same correction order and possible fine up to CNY 50,000 apply when the enterprise lacks or does not carry out routine environmental monitoring. Separate licensing-measure consequences apply to treatment outside certificate terms and failures to complete required amendment, replacement, or cancellation procedures.

### Which records must a treatment enterprise keep?

A treatment enterprise must operate a data-information management system, report basic treatment data and related information to the local city-level ecology and environment authority, and retain the basic treatment data for at least three years. Under the licensing measures, it must also follow an annual monitoring plan, conduct routine emissions monitoring, and keep monitoring reports for at least three years. Contracts, shipment records, receipts, and certificate checks are useful chain-of-custody evidence, but the two instruments do not prescribe one universal customer handoff form.

### How is the e-waste regulation different from China RoHS?

China RoHS addresses hazardous-substance controls, marking, the environmental protection use period, and conformity assessment for products in its compliance-management catalogue. The e-waste regulation uses a separate treatment catalogue and governs recovery and treatment when listed products become waste. One model can require both analyses, but a China RoHS declaration does not prove e-waste catalogue coverage, treatment qualification, or the route taken by a discarded batch.

### Which Chinese authority handles recovery, treatment qualifications, and supervision?

Responsibility is divided. The State Council ecology and environment authority coordinates recovery and treatment policy and supervises treatment, while the State Council commerce authority manages recovery. For an operator application, the ecology and environment authority for the city divided into districts where the treatment facility is located issues the treatment qualification. County-level and higher ecology and environment authorities supervise treatment operations, and the licensing measures require supervisory emissions monitoring at least once every six months. Finance, market regulation, tax, customs, and other authorities retain the responsibilities assigned to them; a city-issued treatment qualification does not replace their separate approvals or controls.

Sources for this answer:

- [Regulation on Recovery and Disposal of Waste Electrical and Electronic Products](https://www.mee.gov.cn/ywgz/fgbz/xzfg/201909/t20190918_734319.shtml?ref=sorena.io) - Articles 2-6, 10-17, 22-24, 27-32, and 34 support the scope sequence, authority responsibilities, actor duties, the institutional-holder route, qualified treatment, application conditions, the centralized-site exception, monitoring, data reporting, retention, and enforcement consequences.
- [Qualification Licensing Measures for Waste Electrical and Electronic Product Disposal](https://www.mee.gov.cn/gzk/gz/202112/t20211210_963734.shtml?ref=sorena.io) - Articles 5-20 support the city-level licensing authority and application route, certificate scope, changes, valid operations, operator and supervisory monitoring, monitoring-report retention, and treatment-data reporting.

*Apply the requirement*

*Placement: Before primary sources*

## Prepare the qualified disposal evidence file

Keep the catalogue decision, actor analysis, treatment certificate check, handoff trail, and operator records together.

- [Map official sources to evidence](/solutions/research-copilot.md): Keep each FAQ answer with the exact catalogue, actor, certificate, fund-period, and record evidence that supports it.
- [Review the China route](/contact.md): Check the China E-Waste Law scope decision and unresolved launch questions with Sorena.

## Primary sources

- [Regulation on Recovery and Disposal of Waste Electrical and Electronic Products](https://www.mee.gov.cn/ywgz/fgbz/xzfg/201909/t20190918_734319.shtml?ref=sorena.io) - Binding regulation for catalogue scope, the legal definition of treatment, actor duties, qualified treatment, operator monitoring and data records, and penalties.
- [Qualification Licensing Measures for Waste Electrical and Electronic Product Disposal](https://www.mee.gov.cn/gzk/gz/202112/t20211210_963734.shtml?ref=sorena.io) - Administrative licensing measures for eligibility, applications, certificate contents, changes, operating limits, monitoring, reporting, and supervision.
- [Waste Electrical and Electronic Product Treatment Catalogue (2014 Edition)](https://www.ndrc.gov.cn/xxgk/zcfb/gg/201502/W020190905485475610247.pdf?ref=sorena.io) - Current published catalogue used for the 14 product categories, definitions, and technical limits.
- [Announcement on cessation of the Waste Electrical and Electronic Product Treatment Fund](https://szs.mof.gov.cn/zt/mlqd_8464/zcgd/202401/t20240118_3926323.htm?ref=sorena.io) - Current source for the 1 January 2024 end of fund collection and the former subsidy route.


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